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Detailed Report
RICHARD JEFFERY QUIRK
RICHARD JEFFREY QUIRK
CRD#: 870157
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 1001 South Washington Street
Suite B7
Delphi, IN 46923
STONEX SECURITIES INC.CRD#: 18456 1001 SOUTH WASHINGTON STREET
Suite B7
DELPHI, IN 46923
Registration History
1980198519901995200020052010201520202025IASTONEX ADVISORS INC. (CRD# 174182)2015 - Present (10 years)BSTONEX SECURITIES INC. (CRD# 18456)2014 - Present (10 years)BWRP INVESTMENTS, INC. (CRD# 7365)2003 - 2014 (11 years)BFFP SECURITIES, INC. (CRD# 16337)1990 - 2003 (12 years)BFIRST PACIFIC CAPITAL CORPORATION (CRD# 21042)1989 - 1990 (1 year)BSOUTHMARK FINANCIAL SERVICES, INC. (CRD# 6518)1988 - 1989 (<1 year)BWADDELL & REED, INC. (CRD# 866)1979 - 1988 (8 years)IASTERNE AGEE INVESTMENT ADVISOR... (CRD# 7365)2003 - 2015 (11 years)IAFFP ADVISORY SERVICES INC (CRD# 110778)2000 - 2003 (3 years)
Disclosure(s)
View By:
6/25/2002
Customer Dispute
Denied
License(s)

State Registrations

B
California 9/12/2014
B
Kentucky 9/12/2014
B
Florida 9/12/2014
B
Missouri 9/12/2014
B
Georgia 9/12/2014
B
North Carolina 9/12/2014
B
Illinois 9/12/2014
B
South Dakota 9/15/2014
B
Indiana 9/12/2014
B
Tennessee 9/12/2014
IA
Indiana 1/30/2015
B
Texas 9/12/2014
B
Iowa 9/12/2014
B
Virginia 2/17/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
1001 South Washington Street Suite B7, Delphi, IN 46923
Registered with this firm since 1/30/2015
B
STONEX SECURITIES INC. (CRD#:18456)
1001 SOUTH WASHINGTON STREET Suite B7, DELPHI, IN 46923
Registered with this firm since 9/12/2014
Previous Registration(s)
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IA
 05/20/2003 - 01/30/2015 STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. (CRD#:7365) DELPHI, IN
B
 05/20/2003 - 09/12/2014 WRP INVESTMENTS, INC. (CRD#:7365) DELPHI, IN
IA
 02/02/2000 - 06/18/2003 FFP ADVISORY SERVICES INC (CRD#:110778) LAFAYETTE, IN
B
 09/11/1990 - 06/18/2003 FFP SECURITIES, INC. (CRD#:16337) CHESTERFIELD, MO
B
 05/15/1989 - 09/17/1990 FIRST PACIFIC CAPITAL CORPORATION (CRD#:21042)
B
 06/20/1988 - 05/16/1989 SOUTHMARK FINANCIAL SERVICES, INC. (CRD#:6518)
B
 08/20/1979 - 07/06/1988 WADDELL & REED, INC. (CRD#:866)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.