Individual Firm
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CHRISTOPHER TODD PORTER
CRD#: 870105
IA
B
MORGAN STANLEYCRD#: 149777 3525 Ocean Drive
Vero Beach, FL 32963
Vero Beach, FL 32963
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3/4/1997
Customer Dispute
Settled
State Registrations
B
California 6/1/2009
B
Minnesota 6/1/2009
B
Colorado 6/1/2009
B
New Hampshire 9/20/2024
B
Connecticut 6/1/2009
B
New Jersey 6/1/2009
B
District of Columbia 6/1/2009
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 9/6/2022
IA
Florida 2/4/2014
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Pennsylvania 2/19/2019
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Maine 6/1/2009
IA
Texas 6/1/2009
B
Maryland 1/2/2020
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Wisconsin 6/1/2023
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | NEW YORK, NY | |
B | 04/02/2007 - 06/01/2009 | NEW YORK, NY | |
IA | 11/30/2006 - 04/02/2007 | NEW YORK, NY | |
B | 11/30/2006 - 04/02/2007 | NEW YORK, NY | |
IA | 06/06/2006 - 12/11/2006 | NEW YORK, NY | |
B | 08/09/2002 - 12/11/2006 | NEW YORK, NY | |
B | 10/11/1995 - 08/16/2002 | NEW YORK, NY | |
B | 06/20/1988 - 10/10/1995 | NEW YORK, NY | |
B | 09/25/1985 - 06/28/1988 | ||
B | 05/16/1983 - 10/04/1985 | ||
B | 01/28/1982 - 06/08/1983 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.