Individual Firm
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ELTON EUGENE RAMBIN
CRD#: 869260
IA
B
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 Greenwood, AR
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7/12/2007
Customer Dispute
Award / Judgment
4/10/2002
Customer Dispute
Award / Judgment
State Registrations
B
Alabama 6/6/2008
B
Missouri 6/6/2008
B
Arizona 7/7/2008
B
Nebraska 6/6/2008
B
Arkansas 6/6/2008
IA
Nebraska 6/12/2008
IA
Arkansas 1/5/2009
B
New Jersey 6/6/2008
B
California 6/6/2008
B
Ohio 6/6/2008
B
Colorado 6/6/2008
B
Oklahoma 7/8/2008
B
Florida 6/6/2008
B
Oregon 6/6/2008
B
Georgia 6/11/2008
B
Pennsylvania 6/6/2008
B
Kansas 6/6/2008
B
South Carolina 6/6/2008
B
Kentucky 6/6/2008
B
Texas 6/6/2008
B
Louisiana 6/6/2008
B
Wisconsin 7/15/2008
B
Minnesota 6/6/2008
B
Wyoming 1/2/2013
SRO Registrations
B
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IA
Registered with this firm since 6/12/2008
B
Registered with this firm since 6/6/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 06/04/2008 | FORT SMITH, AR | |
B | 01/01/2008 - 06/04/2008 | FORT SMITH, AR | |
B | 08/25/1983 - 01/03/2008 | FORT SMITH, AR | |
IA | 01/17/2006 - 01/01/2008 | FORT SMITH, AR | |
B | 07/27/1979 - 07/06/1983 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.