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BONNIE RENEE SCHULTZ
BONNIE SCHULTZ PERLSTEIN, BONNIE PERLSTEIN, BONNIE P SCHULTZ, BONNIE P SCHUTZ, Bonnie Schultz
CRD#: 869126
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 227 W MONROE ST
STE 3700
CHICAGO, IL 60606-5067
Registration History
19801985199019952000200520102015202020252 FIRMS2000 - 2004 (3 years)2 FIRMS2004 - 2008 (4 years)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1996 - 2000 (4 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1996 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)BOPPENHEIMER & CO., INC. (CRD# 630)1990 - 1993 (2 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1985 - 1990 (5 years)BRODMAN & RENSHAW INC. (CRD# 724)1981 - 1985 (3 years)BLEHMAN BROTHERS KUHN LOEB INCO... (CRD# 7555)1980 - 1981 (<1 year)BFREEHLING & CO. (CRD# 1906)1979 - 1980 (1 year)
Disclosure(s)
View By:
10/18/1999
Customer Dispute
Denied
1/1/1983
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
California 4/3/2017

B
New Jersey 11/16/2018

B
Colorado 3/31/2017

B
Ohio 3/31/2017

B
Florida 3/31/2017

B
Oregon 3/31/2017

B
Georgia 3/31/2017

B
Pennsylvania 3/31/2017

B
Idaho 9/14/2022

B
Rhode Island 7/21/2023

B
Illinois 3/31/2017

B
Texas 7/11/2019

IA
Illinois 3/31/2017

IA
Texas 7/11/2019

B
Maryland 3/31/2017

B
Washington 4/10/2017

B
Michigan 3/31/2017

B
Wisconsin 9/10/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
227 W MONROE ST STE 3700, CHICAGO, IL 60606-5067
Chicago, IL
Registered with this firm since 3/31/2017

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
227 W MONROE ST STE 3700, CHICAGO, IL 60606-5067
Chicago, IL
Registered with this firm since 3/31/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 04/04/2017 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
B
06/01/2009 - 04/04/2017 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
IA
10/10/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
10/10/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
IA
05/10/2004 - 10/20/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
05/07/2004 - 10/20/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
IA
06/23/2000 - 05/14/2004 RBC DAIN RAUSCHER INC. (CRD#:31194) CHICAGO, IL
B
06/15/2000 - 05/14/2004 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
06/17/1996 - 06/13/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/31/1993 - 06/21/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
03/24/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
07/30/1990 - 03/19/1993 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
03/21/1985 - 07/20/1990 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
06/23/1981 - 03/25/1985 RODMAN & RENSHAW INC. (CRD#:724)
B
07/18/1980 - 06/24/1981 LEHMAN BROTHERS KUHN LOEB INCORPORATED (CRD#:7555)
B
07/27/1979 - 07/20/1980 FREEHLING & CO. (CRD#:1906)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.