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CHRIS ALFRED NELSON
CRD#: 868050
IA
Investment Adviser
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Broker
VANDERBILT ADVISORY SERVICESCRD#: 116537 Yardley, PA
VANDERBILT SECURITIES, LLCCRD#: 5953 Yardley, PA
Registration History
19801985199019952000200520102015202020252 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2019 (15 years)2 FIRMS2019 - Present (5 years)BTUCKER ANTHONY INCORPORATED (CRD# 837)1994 - 2002 (7 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1991 - 1994 (3 years)BMELLON FINANCIAL SERVICES CORP... (CRD# 17454)1989 - 1990 (<1 year)BPENNMARK EQUITY GROUP, INC. (CRD# 16399)1986 - 1988 (2 years)BINVESTORS SECURITY COMPANY, INC. (CRD# 2331)1982 - 1984 (2 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 8174)1980 - 1982 (2 years)BBLYTH EASTMAN DILLON & CO. INC... (CRD# 6361)1979 - 1980 (<1 year)
License(s)

State Registrations

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Arizona 9/23/2019

B
New York 1/7/2022

B
California 9/23/2019

B
Oregon 9/23/2019

B
Delaware 9/23/2019

B
Pennsylvania 9/23/2019

B
Florida 9/23/2019

IA
Pennsylvania 9/23/2019

B
Minnesota 9/23/2019

B
Virginia 4/8/2022

B
New Jersey 9/23/2019

B
Washington 9/23/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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VANDERBILT ADVISORY SERVICES (CRD#:116537)
Yardley, PA
Registered with this firm since 9/23/2019

B
VANDERBILT SECURITIES, LLC (CRD#:5953)
Yardley, PA
Registered with this firm since 9/23/2019

Previous Registration(s)
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12/01/2003 - 10/18/2019 CANTELLA & CO., INC. (CRD#:13905) YARDLEY, PA
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11/28/2003 - 10/18/2019 CANTELLA & CO., INC. (CRD#:13905) YARDLEY, PA
IA
06/26/2002 - 12/16/2003 RBC DAIN RAUSCHER INC. (CRD#:31194) PRINCETON, NJ
B
03/09/2002 - 12/16/2003 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
10/07/1994 - 03/09/2002 TUCKER ANTHONY INCORPORATED (CRD#:837) BOSTON, MA
B
08/16/1991 - 10/17/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
12/21/1989 - 02/13/1990 MELLON FINANCIAL SERVICES CORPORATION (CRD#:17454) NEW YORK, NY
B
04/02/1986 - 09/23/1988 PENNMARK EQUITY GROUP, INC. (CRD#:16399)
B
08/16/1982 - 12/20/1984 INVESTORS SECURITY COMPANY, INC. (CRD#:2331)
B
01/31/1980 - 08/02/1982 PAINE, WEBBER, JACKSON & CURTIS INC. (CRD#:8174)
B
06/26/1979 - 01/31/1980 BLYTH EASTMAN DILLON & CO. INCORPORATED (CRD#:6361)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.