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DOUGLAS COVINGTON OSBORN
CRD#: 867592
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 43155 Main St Ste 2200A
Novi, MI 48375
Registration History
19801985199019952000200520102015202020252 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BLEONARD & COMPANY (CRD# 36527)2001 - 2012 (11 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1999 (11 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1984 - 1987 (3 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1979 - 1984 (5 years)IALEONARD AND COMPANY (CRD# 36527)2010 - 2012 (1 year)
Disclosure(s)
View By:
6/26/2015
Customer Dispute
Settled
2/27/2014
Regulatory
Final
7/21/1999
Regulatory
Final
5/4/1999
Regulatory
On Appeal
5/4/1999
Employment Separation After Allegations
7/14/1998
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 8/1/2019

B
Michigan 8/1/2019

B
California 8/1/2019

IA
Michigan 8/6/2019

B
Florida 8/5/2019

B
Texas 8/1/2019

B
Georgia 12/23/2019

IA
Texas 8/1/2019

B
Indiana 6/14/2023

B
Washington 2/16/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
South Lyon, MI
Registered with this firm since 8/1/2019

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
South Lyon, MI
Registered with this firm since 8/1/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/10/2018 - 08/23/2019 CONCORDE ASSET MANAGEMENT, LLC (CRD#:140367) Troy, MI
B
08/24/2018 - 08/23/2019 CONCORDE INVESTMENT SERVICES, LLC (CRD#:151604) Troy, MI
IA
08/03/2012 - 08/21/2018 L.M. KOHN & COMPANY (CRD#:27913) TROY, MI
B
07/20/2012 - 08/21/2018 L.M. KOHN & COMPANY (CRD#:27913) TROY, MI
B
02/13/2001 - 07/25/2012 LEONARD & COMPANY (CRD#:36527) TROY, MI
IA
12/17/2010 - 07/23/2012 LEONARD AND COMPANY (CRD#:36527) TROY, MI
B
01/20/1988 - 05/19/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
06/26/1984 - 12/03/1987 E. F. HUTTON & COMPANY INC (CRD#:235)
B
06/21/1979 - 06/26/1984 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.