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Detailed Report
SCOTT PHILBRICK BOWHAY
CRD#: 867438
IA
Investment Adviser
B
Previous Broker
INVESTOR FANCRD#: 159301 1036 Country Club Drive
Suite 206
Moraga, CA 94556
Registration History
197519801985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2022 (11 years)2 FIRMS2022 - 2022 (<1 year)IAINVESTOR FAN (CRD# 159301)2022 - Present (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1991 - 2007 (15 years)BKEMPER SECURITIES GROUP, INC. (CRD# 19616)1990 - 1991 (<1 year)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1990 - 1990 (<1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1989 - 1990 (1 year)BSUTRO & CO. INCORPORATED (CRD# 801)1986 - 1989 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1979 - 1986 (6 years)IAMORGAN STANLEY (CRD# 7556)1997 - 2007 (9 years)
Disclosure(s)
View By:
9/3/1973
Criminal
Final Disposition
License(s)

State Registrations

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California 12/2/2022
Current Registration(s)
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INVESTOR FAN (CRD#:159301)
1036 Country Club Drive Suite 206, Moraga, CA 94556
Registered with this firm since 12/2/2022
Previous Registration(s)
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 02/10/2022 - 12/14/2022 MSH CAPITAL ADVISORS LLC (CRD#:157835) MORAGA, CA
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 02/10/2022 - 12/14/2022 M. S. HOWELLS & CO. (CRD#:104100) MORAGA, CA
IA
 03/30/2010 - 02/25/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) MORAGA, CA
B
 03/29/2010 - 02/25/2022 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) MORAGA, CA
IA
 06/01/2009 - 03/31/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SAN FRANCISCO, CA
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 06/01/2009 - 03/31/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SAN FRANCISCO, CA
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN FRANCISCO, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SAN FRANCISCO, CA
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 07/08/1997 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SAN FRANCISCO, CA
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 08/06/1991 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SAN FRANCISCO, CA
B
 09/04/1990 - 08/05/1991 KEMPER SECURITIES GROUP, INC. (CRD#:19616) ST. LOUIS, MO
B
 05/24/1990 - 09/04/1990 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
B
 03/14/1989 - 05/17/1990 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
 02/03/1986 - 03/11/1989 SUTRO & CO. INCORPORATED (CRD#:801) SAN FRANCISCO, CA
B
 06/21/1979 - 02/14/1986 DEAN WITTER REYNOLDS INC. (CRD#:7556)
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.