Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WILLIAM JOHN GELEGOTIS JR
CRD#: 866447
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2750 E. COTTONWOOD PARKWAY, #520
COTTONWOOD HEIGHTS, UT 84121
COTTONWOOD HEIGHTS, UT 84121
0
Disclosures
45
Years of Experience
View By:
State Registrations
B
Arizona 11/12/2019
B
New York 11/12/2019
B
California 11/12/2019
B
Ohio 11/12/2019
B
Colorado 11/12/2019
B
Oregon 11/12/2019
B
Florida 11/12/2019
B
Tennessee 11/12/2019
B
Georgia 8/21/2020
B
Utah 11/12/2019
B
Idaho 9/2/2020
IA
Utah 11/12/2019
B
Michigan 11/12/2019
B
Virginia 11/12/2019
B
Montana 11/12/2019
B
Washington 4/5/2024
B
Nebraska 11/12/2019
B
Wyoming 11/12/2019
SRO Registrations
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/12/2019
B
Registered with this firm since 11/12/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2003 - 11/15/2019 | SALT LAKE CITY, UT | |
B | 07/01/2003 - 11/15/2019 | SALT LAKE CITY, UT | |
IA | 05/30/2001 - 07/01/2003 | SALT LAKE CITY, UT | |
B | 05/14/2001 - 07/01/2003 | NEW YORK, NY | |
B | 01/31/1980 - 05/24/2001 | WEEHAWKEN, NJ | |
B | 05/24/1979 - 01/31/1980 |
05/24/1979 - 01/31/1980
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.