Individual Firm
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JERRY WILLIAM WILK
CRD#: 866138
IA
B
SPCCRD#: 110692 Irvine, CA
SIGMA FINANCIAL CORPORATIONCRD#: 14303 Irvine, CA
0
Disclosures
45
Years of Experience
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State Registrations
B
Arizona 10/18/2017
B
North Carolina 3/5/2019
B
Arkansas 10/18/2017
B
North Dakota 1/24/2020
B
California 10/18/2017
B
Ohio 10/18/2017
IA
California 10/18/2017
B
Texas 10/18/2017
B
Colorado 10/19/2017
B
Virginia 8/20/2018
B
Massachusetts 4/13/2021
B
Washington 10/18/2017
B
Nevada 10/18/2017
B
Wisconsin 10/18/2017
B
New Mexico 1/3/2020
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/13/2007 - 10/19/2017 | IRVINE, CA | |
B | 04/03/2000 - 10/19/2017 | IRVINE, CA | |
IA | 05/24/2004 - 11/22/2010 | IRVINE, CA | |
IA | 04/04/2001 - 01/14/2003 | IRVINE, CA | |
B | 03/16/1995 - 04/03/2000 | BOSTON, MA | |
B | 01/14/1994 - 03/17/1995 | BIRMINGHAM, AL | |
B | 09/10/1990 - 12/20/1993 | NEW YORK, NY | |
B | 07/10/1981 - 10/04/1990 | LOS ANGELES, CA | |
B | 01/18/1980 - 06/22/1981 | ||
B | 05/16/1979 - 02/15/1980 |
IRVINE, CA
07/13/2007 - 10/19/2017
IRVINE, CA
04/04/2001 - 01/14/2003
05/16/1979 - 02/15/1980
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.