• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ELIZABETH ANN THORPE
BETSY MCGUIGAN, BETSY THORPE
CRD#: 865192
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 143 UNION BLVD
STE 1050
LAKEWOOD, CO 80228
Registration History
19801985199019952000200520102015202020252 FIRMS2002 - 2005 (3 years)2 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - Present (17 years)BSTANFORD GROUP COMPANY (CRD# 39285)1998 - 2002 (4 years)BNEIDIGER, TUCKER, BRUNER, INC. (CRD# 7425)1986 - 1997 (11 years)BNEIDIGER, TUCKER, BRUNER, INC. (CRD# 7425)1983 - 1997 (14 years)BALLIED CAPITAL GROUP, INC. (CRD# 13146)1986 - 1986 (<1 year)BJ DANIEL BELL & COMPANY, INC. (CRD# 6615)1979 - 1982 (3 years)
License(s)

State Registrations

B
Alabama 1/9/2009

B
Mississippi 7/10/2019

B
Alaska 1/9/2009

B
Missouri 1/1/2008

B
Arizona 1/1/2008

B
Montana 3/11/2022

B
California 1/1/2008

B
Nebraska 1/1/2008

B
Colorado 1/1/2008

B
Nevada 10/19/2020

IA
Colorado 1/1/2008

B
New Mexico 1/1/2008

B
Connecticut 11/29/2017

B
New York 8/10/2023

B
Florida 3/11/2022

B
North Carolina 4/21/2023

B
Georgia 10/29/2021

B
Ohio 1/14/2015

B
Hawaii 1/9/2009

B
Oklahoma 1/1/2008

B
Illinois 1/1/2008

B
Oregon 4/11/2019

B
Indiana 11/17/2020

B
Pennsylvania 3/24/2008

B
Iowa 1/1/2008

B
South Carolina 1/19/2021

B
Kansas 10/29/2021

B
South Dakota 9/29/2017

B
Kentucky 11/5/2018

B
Texas 1/1/2008

B
Louisiana 3/16/2022

IA
Texas 12/19/2012

B
Maine 9/11/2012

B
Utah 1/9/2009

B
Maryland 5/7/2015

B
Virginia 11/18/2014

B
Michigan 3/17/2023

B
Washington 12/23/2015

B
Minnesota 10/29/2021

B
West Virginia 9/1/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
143 UNION BLVD STE 1050, LAKEWOOD, CO 80228
Registered with this firm since 1/1/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
143 UNION BLVD STE 1050, LAKEWOOD, CO 80228
Registered with this firm since 1/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/06/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LAKEWOOD, CO
IA
09/06/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LAKEWOOD, CO
IA
05/01/2002 - 08/29/2005 MORGAN STANLEY (CRD#:7556) DENVER, CO
B
04/26/2002 - 08/29/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
01/02/1998 - 05/08/2002 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
B
12/11/1986 - 12/03/1997 NEIDIGER, TUCKER, BRUNER, INC. (CRD#:7425)
B
05/03/1983 - 12/03/1997 NEIDIGER, TUCKER, BRUNER, INC. (CRD#:7425) HIGHLANDS RANCH, CO
B
08/11/1986 - 12/10/1986 ALLIED CAPITAL GROUP, INC. (CRD#:13146)
B
05/01/1979 - 08/05/1982 J DANIEL BELL & COMPANY, INC. (CRD#:6615)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.