• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WILLIAM D LINK JR
BILL LINK, WILLIAM DWIGHT LINK JR
CRD#: 865079
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3540 S BOULEVARD ST STE 110
EDMOND, OK 73013
Registration History
19801985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (13 years)BMORGAN STANLEY DW INC. (CRD# 7556)1992 - 2007 (14 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1988 - 1992 (4 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1979 - 1988 (8 years)IAMORGAN STANLEY (CRD# 7556)1996 - 2007 (10 years)
Disclosure(s)
View By:
11/30/2010
Customer Dispute
Settled
11/11/2010
Customer Dispute
Settled
7/11/2002
Customer Dispute
Settled
8/7/2001
Customer Dispute
Settled
4/30/2001
Customer Dispute
Award / Judgment
1/26/2000
Customer Dispute
Award / Judgment
7/11/1995
Customer Dispute
Settled
3/3/1988
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 4/12/2012

B
New Mexico 1/17/2013

B
Alaska 10/3/2014

B
New York 1/25/2013

B
Arizona 5/30/2013

B
North Carolina 4/12/2012

B
Arkansas 5/2/2012

B
Ohio 5/21/2012

B
California 12/3/2012

B
Oklahoma 4/17/2012

B
Colorado 11/28/2012

IA
Oklahoma 4/17/2012

B
Connecticut 4/13/2012

B
Oregon 5/16/2013

B
Florida 5/20/2013

B
Pennsylvania 12/4/2012

B
Georgia 5/13/2013

B
Rhode Island 4/12/2012

B
Idaho 4/13/2012

B
South Carolina 8/13/2018

B
Illinois 11/29/2012

B
Texas 4/12/2012

B
Indiana 5/16/2013

IA
Texas 4/12/2012

B
Iowa 1/16/2015

B
Utah 7/1/2022

B
Kansas 4/12/2012

B
Vermont 1/22/2013

B
Louisiana 4/15/2013

B
Virginia 1/17/2013

B
Maryland 11/30/2012

B
Washington 12/3/2012

B
Missouri 3/6/2013

B
West Virginia 1/27/2015

B
Nevada 12/5/2012

B
Wisconsin 5/16/2013

B
New Jersey 2/28/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3540 S BOULEVARD ST STE 110, EDMOND, OK 73013
Newalla, OK
Registered with this firm since 4/12/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3540 S BOULEVARD ST STE 110, EDMOND, OK 73013
Newalla, OK
Registered with this firm since 4/12/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 04/19/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) OKLAHOMA CITY, OK
B
06/01/2009 - 04/19/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) OKLAHOMA CITY, OK
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OKLAHOMA CITY, OK
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OKLAHOMA CITY, OK
IA
11/25/1996 - 04/02/2007 MORGAN STANLEY (CRD#:7556) OKLAHOMA CITY, OK
B
10/11/1992 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) OKLAHOMA CITY, OK
B
03/17/1988 - 10/09/1992 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
B
05/01/1979 - 04/05/1988 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.