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DARRELL DENNIS PITTS
CRD#: 865041
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1880 TICE VALLEY BLVD
WALNUT CREEK, CA 94595
WALNUT CREEK, CA 94595
0
Disclosures
46
Years of Experience
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State Registrations
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Arizona 6/28/2019
B
Louisiana 9/18/2019
B
California 7/1/2003
B
Maryland 11/21/2024
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California 7/1/2003
B
Nevada 6/7/2022
B
Florida 7/1/2003
B
New York 1/17/2019
B
Georgia 6/8/2021
B
Oregon 6/14/2023
B
Idaho 6/14/2023
B
Texas 5/6/2004
B
Illinois 4/18/2016
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Texas 10/21/2016
SRO Registrations
B
B
B
B
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Registered with this firm since 7/1/2003
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Registered with this firm since 7/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/27/1998 - 07/01/2003 | SAN FRANCISCO, CA | |
B | 05/26/1989 - 07/01/2003 | NEW YORK, NY | |
B | 10/03/1984 - 06/22/1989 | ||
B | 05/01/1979 - 12/09/1987 | ||
B | 06/04/1984 - 10/29/1984 | ||
B | 12/31/1981 - 06/13/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.