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Detailed Report
WILLIAM KENDRICK VENABLES
CRD#: 864303
IA
Investment Adviser
B
Broker
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.CRD#: 13609 118 West 3rd Street, #1
OTTUMWA, IA 52501
Registration History
198519901995200020052010201520202025IABERTHEL FISHER & COMPANY FINAN... (CRD# 13609)2007 - Present (17 years)BBERTHEL, FISHER & COMPANY FINA... (CRD# 13609)1985 - Present (39 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1983 - 1985 (2 years)
License(s)

State Registrations

B
Illinois 8/16/2016
B
Missouri 9/6/2001
B
Iowa 10/23/1985
B
Oregon 3/20/2014
IA
Iowa 7/11/2007
B
Wisconsin 1/2/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
118 West 3rd Street, #1, OTTUMWA, IA 52501
Registered with this firm since 7/11/2007
B
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609)
118 West 3rd Street, #1, OTTUMWA, IA 52501
Registered with this firm since 9/13/1985
Previous Registration(s)
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B
 07/13/1983 - 10/18/1985 PRUCO SECURITIES CORPORATION (CRD#:5685)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.