Individual Firm
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GEORGE FREDERICK VERDONE JR
GEORGE FREDERICK VERDONE, GEORGE FREDERICK VERDONE JR JR
CRD#: 862870
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 6100 FAIRVIEW ROAD
9TH FLOOR
CHARLOTTE, NC 28211
9TH FLOOR
CHARLOTTE, NC 28211
0
Disclosures
46
Years of Experience
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State Registrations
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Alabama 6/24/2010
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Missouri 9/27/2022
B
Arkansas 4/14/2022
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New Jersey 6/27/2022
B
California 4/28/2009
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New York 4/28/2009
B
Colorado 4/28/2009
B
North Carolina 4/28/2009
B
Connecticut 6/27/2022
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North Carolina 4/28/2009
B
Delaware 2/1/2022
B
Ohio 7/9/2020
B
Florida 4/28/2009
B
Oklahoma 2/1/2022
B
Georgia 4/28/2009
B
Rhode Island 2/1/2022
B
Hawaii 4/30/2009
B
South Carolina 4/28/2009
B
Kentucky 7/9/2020
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Tennessee 4/28/2009
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Louisiana 6/24/2010
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Texas 5/5/2010
B
Maryland 6/27/2022
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Texas 7/1/2010
B
Massachusetts 4/28/2009
B
Virginia 4/28/2009
B
Michigan 6/26/2009
B
Washington 1/19/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 4/28/2009
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Registered with this firm since 4/28/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/31/2001 - 05/15/2009 | CHARLOTTE, NC | |
B | 07/31/1993 - 05/15/2009 | CHARLOTTE, NC | |
B | 09/26/1988 - 07/31/1993 | NEW YORK, NY | |
B | 03/19/1982 - 09/28/1988 | ||
B | 02/26/1979 - 03/25/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.