Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DONALD RAY SVOBODA
DON SVOBODA
CRD#: 862544
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 5831 SOUTH 58TH
SUITE D
LINCOLN, NE 68516
Registration History
19801985199019952000200520102015202020252 FIRMS1979 - 2004 (25 years)2 FIRMS2024 - Present (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2004 - 2024 (19 years)BLINCOLN NATIONAL PENSION INSUR... (CRD# 10293)1981 - 1989 (7 years)BFIRST AFFILIATED SECURITIES, INC. (CRD# 6871)1984 - 1985 (1 year)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2005 - 2024 (18 years)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2000 - 2004 (4 years)
Disclosure(s)
View By:
11/28/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/19/2024
B
Iowa 1/19/2024
B
California 1/19/2024
B
Kentucky 1/19/2024
B
Colorado 1/19/2024
B
Missouri 1/19/2024
B
District of Columbia 1/19/2024
B
Nebraska 1/19/2024
B
Florida 1/19/2024
IA
Nebraska 1/19/2024
B
Georgia 1/19/2024
B
Texas 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
5831 SOUTH 58TH SUITE D, LINCOLN, NE 68516
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
5831 SOUTH 58TH SUITE D, LINCOLN, NE 68516
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/09/2005 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) LINCOLN, NE
B
 06/10/2004 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) LINCOLN, NE
IA
 04/11/2000 - 06/08/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) LINCOLN, NE
B
 02/14/1979 - 06/08/2004 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
 02/14/1979 - 06/08/2004 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
 12/28/1981 - 01/03/1989 LINCOLN NATIONAL PENSION INSURANCE COMPANY (CRD#:10293)
B
 11/02/1984 - 11/05/1985 FIRST AFFILIATED SECURITIES, INC. (CRD#:6871)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.