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MARY BETH WAFER
MARY BETH BROWN, MARY BETH ERICSON
CRD#: 861965
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE CENTER AVE, NE
STE 140
ATLANTA, GA 30303
STE 140
ATLANTA, GA 30303
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3333 PEACHTREE RD NE
FL 3
ATLANTA, GA 30326
FL 3
ATLANTA, GA 30326
0
Disclosures
46
Years of Experience
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State Registrations
B
Alabama 2/17/2021
B
Michigan 2/17/2021
B
Arizona 5/10/2021
B
Minnesota 6/9/2023
B
California 2/17/2021
B
New Jersey 2/17/2021
B
Colorado 2/17/2021
B
New York 2/17/2021
B
Connecticut 2/17/2021
B
North Carolina 2/17/2021
B
District of Columbia 2/17/2021
B
Ohio 3/6/2025
B
Florida 2/17/2021
B
Oregon 2/17/2021
B
Georgia 2/17/2021
B
Pennsylvania 10/20/2023
IA
Georgia 2/17/2021
B
South Carolina 2/17/2021
B
Illinois 8/13/2021
B
Tennessee 2/17/2021
B
Indiana 10/20/2023
B
Texas 2/17/2021
B
Iowa 11/2/2021
B
Virginia 2/17/2021
B
Kansas 10/20/2023
B
Washington 2/17/2021
B
Maryland 2/17/2021
B
West Virginia 2/17/2021
B
Massachusetts 2/17/2021
SRO Registrations
B
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B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2013 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2013 - 02/17/2021 | RICHMOND, VA | |
IA | 02/19/2010 - 01/02/2013 | GREENVILLE, SC | |
B | 02/19/2010 - 01/02/2013 | GREENVILLE, SC | |
IA | 06/01/2009 - 03/10/2010 | NEW HAVEN, CT | |
B | 06/01/2009 - 03/10/2010 | NEW HAVEN, CT | |
IA | 08/14/1998 - 06/01/2009 | NEW HAVEN, CT | |
B | 02/01/1979 - 06/01/2009 | NEW HAVEN, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.