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Detailed Report
ANDREW JOSEPH KUBICSKO JR
ANDREW J KUBICSKO
CRD#: 861670
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 120 S Riverside Plaza
Suite 700
Chicago, IL 60606
Registration History
1980198519901995200020052010201520202025IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2020 - Present (4 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2011 - Present (14 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2011 (3 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1993 - 2008 (15 years)BGRUNTAL & CO. INCORPORATED (CRD# 372)1991 - 1993 (1 year)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1990 - 1991 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1986 - 1989 (3 years)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1983 - 1986 (3 years)BOPPENHEIMER & CO., INC. (CRD# 630)1981 - 1982 (<1 year)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1980 - 1981 (1 year)BSHEARSON LOEB RHOADES INC. (CRD# 7506)1979 - 1980 (<1 year)BLOEB PARTNERS (CRD# 7534)1979 - 1979 (<1 year)
Disclosure(s)
View By:
9/20/2023
Customer Dispute
Pending
9/27/1993
Customer Dispute
Settled
10/25/1989
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 11/15/2017
B
Minnesota 2/5/2013
B
Arizona 2/4/2011
B
Montana 10/20/2016
B
California 10/8/2013
B
Nevada 1/27/2020
B
Colorado 2/4/2011
B
New York 1/6/2016
B
Connecticut 3/13/2012
B
North Carolina 3/3/2011
B
Florida 2/4/2011
B
Tennessee 2/4/2011
B
Idaho 10/8/2013
B
Texas 8/9/2016
B
Illinois 2/4/2011
B
Virginia 7/3/2014
IA
Illinois 7/2/2024
B
Washington 9/26/2019
B
Indiana 2/4/2011
B
Wisconsin 2/4/2011
B
Iowa 2/4/2011
IA
Wisconsin 10/28/2020
B
Michigan 2/4/2011

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Plaza Suite 700, Chicago, IL 60606
LAKE GENEVA, WI
Registered with this firm since 10/28/2020
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
120 S Riverside Plaza Suite 700, Chicago, IL 60606
LAKE GENEVA, WI
Registered with this firm since 2/4/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/01/2008 - 02/09/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) CHICAGO, IL
B
 01/22/1993 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICAGO, IL
B
 04/30/1991 - 01/12/1993 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
B
 02/01/1990 - 04/03/1991 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
 12/03/1986 - 12/07/1989 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 12/12/1983 - 12/22/1986 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
B
 04/20/1981 - 01/13/1982 OPPENHEIMER & CO., INC. (CRD#:630)
B
 01/21/1980 - 05/10/1981 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059)
B
 07/16/1979 - 02/02/1980 SHEARSON LOEB RHOADES INC. (CRD#:7506)
B
 01/29/1979 - 07/16/1979 LOEB PARTNERS (CRD#:7534)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.