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Detailed Report
WALTER THOMAS RICHARDSON III
TONY RICHARDSON, WALTER THOMAS RICHARDSON
CRD#: 860380
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 COLLEGE GROVE, TN
Registration History
19801985199019952000200520102015202020252 FIRMS2024 - Present (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2001 - 2024 (22 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1998 - 2001 (3 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1998 - 1998 (<1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1995 - 1998 (2 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)1992 - 1995 (3 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)1978 - 1995 (17 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2004 - 2024 (19 years)
License(s)

State Registrations

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Alabama 1/19/2024
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Nebraska 1/19/2024
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Alaska 1/19/2024
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Nevada 1/19/2024
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Arizona 1/19/2024
B
New Hampshire 1/19/2024
B
Arkansas 1/19/2024
B
New Jersey 1/19/2024
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California 1/19/2024
B
New Mexico 1/19/2024
B
Colorado 1/19/2024
B
New York 1/19/2024
B
Connecticut 1/19/2024
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North Carolina 1/19/2024
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Delaware 1/19/2024
IA
North Carolina 1/19/2024
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District of Columbia 1/19/2024
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North Dakota 1/19/2024
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Florida 1/19/2024
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Ohio 1/19/2024
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Florida 1/19/2024
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Oklahoma 1/19/2024
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Georgia 1/19/2024
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Oregon 1/19/2024
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Hawaii 1/19/2024
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Pennsylvania 1/19/2024
B
Idaho 1/19/2024
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Rhode Island 1/19/2024
B
Illinois 1/19/2024
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South Carolina 1/19/2024
B
Indiana 1/19/2024
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South Dakota 1/19/2024
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Iowa 1/19/2024
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Tennessee 1/19/2024
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Kansas 1/19/2024
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Tennessee 1/19/2024
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Kentucky 1/19/2024
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Texas 1/19/2024
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Louisiana 1/19/2024
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Texas 10/1/2024
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Maine 1/19/2024
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Utah 1/19/2024
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Maryland 1/19/2024
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Vermont 1/19/2024
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Massachusetts 1/19/2024
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Virgin Islands 1/19/2024
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Michigan 1/19/2024
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Virginia 1/19/2024
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Minnesota 1/19/2024
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Washington 1/19/2024
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Mississippi 1/19/2024
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West Virginia 1/19/2024
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Missouri 1/19/2024
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Wisconsin 1/19/2024
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Montana 1/19/2024
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Wyoming 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
COLLEGE GROVE, TN
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
COLLEGE GROVE, TN
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/11/2004 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) COLLEGE GROVE, TN
B
 12/19/2001 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) COLLEGE GROVE, TN
B
 05/12/1998 - 12/31/2001 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 04/20/1998 - 05/12/1998 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882)
B
 09/18/1995 - 04/20/1998 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 07/10/1992 - 12/19/1995 TOWER SQUARE SECURITIES, INC. (CRD#:833)
B
 12/11/1978 - 12/19/1995 TOWER SQUARE SECURITIES, INC. (CRD#:833) EL SEGUNDO, CA
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.