• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTIAN SHAWN TICE
CRD#: 860196
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1190 S BASCOM AVE STE 118
SAN JOSE, CA 95128
Registration History
1980198519901995200020052010201520202025IALPL FINANCIAL LLC (CRD# 6413)1997 - Present (27 years)BLPL FINANCIAL LLC (CRD# 6413)1983 - Present (41 years)BWADDELL & REED, INC. (CRD# 866)1978 - 1983 (4 years)
License(s)

State Registrations

B
California 3/24/1984

B
New Mexico 4/13/2022

IA
California 12/31/1997

IA
Texas 10/4/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1190 S BASCOM AVE STE 118, SAN JOSE, CA 95128
Registered with this firm since 12/31/1997

B
LPL FINANCIAL LLC (CRD#:6413)
1190 S BASCOM AVE STE 118, SAN JOSE, CA 95128
Registered with this firm since 7/20/1983

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/01/1978 - 07/25/1983 WADDELL & REED, INC. (CRD#:866)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.