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HARRY DEAN HOPKINS
DEAN HOPKINS
CRD#: 858966
IA
Investment Adviser
B
Broker
SMITH MOORE & CO.CRD#: 3441 2422 HYDE PARK ROAD
SUITE A
JEFFERSON CITY, MO 65109
Registration History
198519901995200020052010201520202025IASMITH MOORE & CO. (CRD# 3441)2011 - Present (13 years)BSMITH, MOORE & CO. (CRD# 3441)2004 - Present (20 years)BOPPENHEIMER & CO. INC. (CRD# 249)1990 - 2004 (14 years)BB.C. CHRISTOPHER SECURITIES CO. (CRD# 60)1986 - 1990 (4 years)BLOWELL H. LISTROM & COMPANY INC. (CRD# 6336)1983 - 1986 (2 years)
License(s)

State Registrations

B
Alabama 2/28/2020

B
Michigan 7/14/2015

B
Arkansas 2/28/2020

B
Missouri 5/19/2004

B
California 9/12/2005

IA
Missouri 7/13/2011

B
Colorado 2/28/2020

B
Nebraska 6/6/2019

B
Delaware 3/10/2020

B
New York 3/2/2020

B
Florida 1/27/2014

B
Oklahoma 5/17/2004

B
Georgia 3/19/2020

B
South Dakota 4/25/2023

B
Hawaii 1/6/2023

B
Tennessee 4/18/2018

B
Illinois 5/17/2004

B
Texas 5/17/2004

B
Iowa 10/3/2008

B
Virginia 3/2/2020

B
Kansas 5/17/2004

B
Wisconsin 5/17/2004

B
Maryland 5/17/2004

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SMITH MOORE & CO. (CRD#:3441)
2422 HYDE PARK ROAD SUITE A, JEFFERSON CITY, MO 65109
2412 HYDE PARK ROAD SUITE A, JEFFERSON CITY, MO 65109
Registered with this firm since 7/13/2011

B
SMITH, MOORE & CO. (CRD#:3441)
2422 HYDE PARK ROAD SUITE A, JEFFERSON CITY, MO 65109
2412 HYDE PARK ROAD SUITE A, JEFFERSON CITY, MO 65109
Registered with this firm since 5/17/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/23/1990 - 05/24/2004 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
B
03/31/1986 - 03/23/1990 B.C. CHRISTOPHER SECURITIES CO. (CRD#:60)
FINRA expelled the firm on 02/16/1993
KANSAS CITY, MO
B
06/24/1983 - 04/04/1986 LOWELL H. LISTROM & COMPANY INC. (CRD#:6336)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.