• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ANTHONY JOSEPH IAROCCI JR
ANTHONY J IAROCCI JR
CRD#: 858828
IA
Investment Adviser
B
Broker
DCA ADVISORY, LLCCRD#: 316832 CAREFREE, AZ
WEDBUSH SECURITIES INC.CRD#: 877 Carefree, AZ
Registration History
1980198519901995200020052010201520202025IADCA ADVISORY, LLC (CRD# 316832)2022 - Present (3 years)IADU LAC INVESTMENT GROUP, LLC (CRD# 154112)2010 - Present (14 years)IAWEDBUSH SECURITIES INC. (CRD# 877)2007 - Present (18 years)BWEDBUSH SECURITIES INC. (CRD# 877)1981 - Present (43 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1978 - 1981 (2 years)
License(s)

State Registrations

B
Arizona 3/24/1984

B
Minnesota 7/5/1991

IA
Arizona 4/4/2007

B
Missouri 1/9/2018

B
California 3/23/1984

B
Montana 4/30/2004

IA
California 1/18/2007

B
New Mexico 11/18/1987

B
Colorado 4/18/1991

B
Utah 3/3/2017

B
Georgia 7/15/2010

B
Virginia 1/2/2020

B
Kansas 5/20/2014

B
Washington 7/5/2001

B
Kentucky 2/2/2022

B
Wisconsin 7/24/2012

B
Louisiana 5/18/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DCA ADVISORY, LLC (CRD#:316832)
CAREFREE, AZ
Registered with this firm since 2/24/2022

IA
DU LAC INVESTMENT GROUP, LLC (CRD#:154112)
8217 E. SPANISH BOOT ROAD, CAREFREE, AZ 85377-5408
Registered with this firm since 8/23/2010

IA
WEDBUSH SECURITIES INC. (CRD#:877)
Carefree, AZ
Registered with this firm since 1/18/2007

B
WEDBUSH SECURITIES INC. (CRD#:877)
Carefree, AZ
Registered with this firm since 8/13/1981

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/01/1978 - 08/10/1981 DEAN WITTER REYNOLDS INC. (CRD#:7556)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.