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Detailed Report
PAUL BURTON HASSLER
PAUL HASSLER
CRD#: 858435
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 5955 SOUTH 56TH
SUITE 2, B
LINCOLN, NE 68516
Registration History
19801985199019952000200520102015202020252 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BSPECTRUM CAPITAL, LLC (CRD# 28303)2006 - 2014 (8 years)BPREMIER FINANCIAL SECURITIES, INC. (CRD# 39126)1997 - 2005 (8 years)BCAPITAL SECURITIES INVESTMENT ... (CRD# 5606)1994 - 1997 (2 years)BCAPITAL SECURITIES INVESTMENT ... (CRD# 5606)1993 - 1993 (<1 year)BPROTECTIVE EQUITY SERVICES, INC. (CRD# 15708)1991 - 1992 (1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)1988 - 1990 (1 year)IASPECTRUM CAPITAL, LLC (CRD# 28303)2014 - 2014 (<1 year)
Disclosure(s)
View By:
12/15/1982
Regulatory
Final
1/11/1982
Employment Separation After Allegations
10/31/1981
Customer Dispute
Settled
1/14/1981
Employment Separation After Allegations
9/30/1980
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/1/2023
IA
Nebraska 9/1/2023
B
Alaska 9/1/2023
B
Nevada 9/1/2023
B
Arizona 9/1/2023
B
New Jersey 9/1/2023
B
Arkansas 9/1/2023
B
New Mexico 9/1/2023
B
California 9/1/2023
B
New York 9/5/2023
B
Colorado 9/1/2023
B
North Carolina 9/1/2023
B
Florida 9/1/2023
B
North Dakota 9/1/2023
B
Georgia 9/1/2023
B
Ohio 9/1/2023
B
Idaho 9/1/2023
B
Oklahoma 9/1/2023
B
Illinois 9/1/2023
B
Oregon 9/1/2023
B
Indiana 9/1/2023
B
Pennsylvania 9/1/2023
B
Iowa 9/1/2023
B
South Carolina 9/1/2023
B
Kansas 9/1/2023
B
South Dakota 9/1/2023
B
Kentucky 9/1/2023
B
Tennessee 9/1/2023
B
Maryland 9/1/2023
B
Texas 9/1/2023
B
Massachusetts 9/1/2023
B
Utah 9/1/2023
B
Michigan 9/1/2023
B
Virginia 9/1/2023
B
Minnesota 9/1/2023
B
Washington 9/1/2023
B
Missouri 9/1/2023
B
Wisconsin 9/1/2023
B
Montana 9/1/2023
B
Wyoming 9/1/2023
B
Nebraska 9/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
5955 SOUTH 56TH SUITE 2, B, LINCOLN, NE 68516
Registered with this firm since 9/1/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
5955 SOUTH 56TH SUITE 2, B, LINCOLN, NE 68516
Registered with this firm since 9/1/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/29/2014 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) LINCOLN, NE
B
 10/02/2014 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) LINCOLN, NE
B
 01/03/2006 - 09/15/2014 SPECTRUM CAPITAL, LLC (CRD#:28303) OMAHA, NE
IA
 01/10/2014 - 07/16/2014 SPECTRUM CAPITAL, LLC (CRD#:28303) LINCOLN, NE
B
 06/09/1997 - 12/31/2005 PREMIER FINANCIAL SECURITIES, INC. (CRD#:39126) LINCOLN, NE
B
 08/12/1994 - 06/03/1997 CAPITAL SECURITIES INVESTMENT CORPORATION (CRD#:5606) OAK BROOK, IL
B
 02/23/1993 - 11/12/1993 CAPITAL SECURITIES INVESTMENT CORPORATION (CRD#:5606) OAK BROOK, IL
B
 06/11/1991 - 12/31/1992 PROTECTIVE EQUITY SERVICES, INC. (CRD#:15708) BIRMINGHAM, AL
B
 05/25/1988 - 04/30/1990 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.