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THOMAS L CANNON
Thomas Leslie Cannon
CRD#: 857346
IA
B
MORGAN STANLEYCRD#: 149777 1200 Third Avenue
Suite 100
Huntington, WV 25701
Suite 100
Huntington, WV 25701
0
Disclosures
42
Years of Experience
View By:
State Registrations
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Arizona 9/4/2020
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North Carolina 9/4/2020
B
California 9/9/2020
B
Ohio 9/4/2020
B
Colorado 10/13/2020
B
Oklahoma 10/13/2020
B
Florida 9/4/2020
B
Pennsylvania 10/13/2020
B
Georgia 9/4/2020
B
South Carolina 9/4/2020
B
Illinois 9/4/2020
B
South Dakota 9/4/2020
B
Indiana 9/4/2020
B
Tennessee 9/4/2020
B
Kentucky 9/4/2020
B
Texas 9/4/2020
B
Louisiana 9/9/2020
IA
Texas 9/4/2020
B
Maryland 9/4/2020
B
Virginia 9/4/2020
B
Michigan 10/13/2020
B
Washington 10/14/2020
B
Mississippi 6/17/2021
B
West Virginia 9/4/2020
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Missouri 10/10/2024
IA
West Virginia 9/11/2020
B
Montana 9/4/2020
SRO Registrations
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IA
Registered with this firm since 9/4/2020
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Registered with this firm since 9/4/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2003 - 09/08/2020 | HUNTINGTON, WV | |
B | 07/01/2003 - 09/08/2020 | HUNTINGTON, WV | |
IA | 04/01/1994 - 07/01/2003 | CHARLESTON, WV | |
B | 11/11/1982 - 07/01/2003 | NEW YORK, NY | |
B | 10/12/1982 - 12/02/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.