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WILLIAM BORGE BORRESEN
CRD#: 856665
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5700 OAKLAND AVE
STE 400
ST LOUIS, MO 63110
CETERA ADVISOR NETWORKS LLCCRD#: 13572 5700 OAKLAND AVENUE
SUITE 400
ST. LOUIS, MO 63110
Registration History
19801985199019952000200520102015202020252 FIRMS1998 - 2004 (6 years)2 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)1995 - 2023 (28 years)BEQUICO SECURITIES, INC. (CRD# 6627)1980 - 1995 (14 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1978 - 1995 (16 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2001 - 2023 (21 years)
Disclosure(s)
View By:
5/18/2011
Customer Dispute
Denied
6/6/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/10/2023

B
Illinois 8/10/2023

B
Arkansas 8/10/2023

B
Maryland 8/24/2023

B
California 8/10/2023

B
Missouri 8/10/2023

B
Colorado 3/6/2024

IA
Missouri 8/10/2023

B
Florida 8/11/2023

B
Ohio 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
5700 OAKLAND AVENUE SUITE 400, ST. LOUIS, MO 63110
BALLWIN, MO
Registered with this firm since 8/10/2023

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5700 OAKLAND AVE STE 400, ST LOUIS, MO 63110
BALLWIN, MO
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2001 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. LOUIS, MO
B
03/02/1995 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. LOUIS, MO
IA
05/26/1998 - 12/14/2004 RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC (CRD#:110009) ST. LOUIS, MO
IA
12/01/1998 - 10/05/2004 RF ADVISORS LLC (CRD#:110008) ST. LOUIS, MO
B
10/20/1980 - 03/07/1995 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
09/01/1978 - 03/07/1995 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.