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RAYMOND JOSEPH MILLER
RAY MILLER
CRD#: 856248
IA
Investment Adviser
B
Broker
SUNBELT SECURITIESCRD#: 42180 2700 POST OAK BLVD STE 1700
HOUSTON, TX 77056
Registration History
19801985199019952000200520102015202020252 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2007 (<1 year)4 FIRMS2007 - 2008 (1 year)2 FIRMS2009 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2006 (13 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (4 years)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1987 - 1988 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1980 - 1984 (4 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 640)1979 - 1980 (<1 year)BPIPER, JAFFRAY & HOPWOOD INCOR... (CRD# 665)1978 - 1979 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2006 (11 years)
Disclosure(s)
View By:
2/8/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 6/7/2017

B
New York 7/12/2018

B
Colorado 11/17/2016

B
North Carolina 5/8/2015

IA
Colorado 11/17/2016

B
North Dakota 12/9/2016

B
Hawaii 11/9/2012

B
Rhode Island 12/9/2016

B
Illinois 7/21/2014

B
South Dakota 1/10/2019

B
Iowa 7/21/2009

B
Texas 1/27/2009

B
Massachusetts 4/3/2013

IA
Texas 1/27/2009

B
Montana 12/9/2016

B
Virgin Islands 4/25/2023

IA
Montana 5/10/2024

B
Washington 10/28/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SUNBELT SECURITIES (CRD#:42180)
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Registered with this firm since 1/27/2009

B
SUNBELT SECURITIES, INC. (CRD#:42180)
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
2700 Post Oak Blvd Ste 1700, Houston, TX 77056
Registered with this firm since 1/27/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/16/2007 - 12/31/2008 USF ADVISORS, LLC (CRD#:130569) HOUSTON, TX
IA
10/16/2007 - 12/31/2008 USF ALTERNATIVE SERVICES, LLC (CRD#:135613) HOUSTON, TX
IA
10/16/2007 - 12/31/2008 USF SERVICES, LLC (CRD#:114894) HOUSTON, TX
B
10/16/2007 - 12/31/2008 USF SECURITIES, L.P. (CRD#:37942) HOUSTON, TX
IA
05/29/2007 - 10/29/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) AUSTIN, TX
B
05/29/2007 - 10/29/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) AUSTIN, TX
IA
09/07/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) AUSTIN, TX
B
09/07/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) AUSTIN, TX
IA
08/18/1995 - 09/07/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) AUSTIN, TX
B
07/31/1993 - 09/07/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) AUSTIN, TX
B
10/08/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
02/24/1987 - 09/14/1988 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
B
01/31/1980 - 07/31/1984 PAINEWEBBER INCORPORATED (CRD#:8174)
B
03/19/1979 - 01/31/1980 PAINE, WEBBER, JACKSON & CURTIS INCORPORATED (CRD#:640)
B
08/25/1978 - 03/16/1979 PIPER, JAFFRAY & HOPWOOD INCORPORATED (CRD#:665)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.