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ROBERT LOUIS KAREM JR
CRD#: 852626
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE Suite 2800
ATLANTA, GA 30326
Registration History
1980198519901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - Present (22 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1986 - Present (38 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1982 - 1986 (3 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 8174)1980 - 1982 (2 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 640)1978 - 1980 (1 year)
License(s)

State Registrations

B
Alabama 1/18/1993

B
New Hampshire 1/20/1993

B
Alaska 5/28/1986

B
New Jersey 6/26/1992

B
Arizona 1/27/1993

IA
New Jersey 6/17/2008

B
Arkansas 1/19/1993

B
New Mexico 1/20/1993

B
California 1/18/1993

B
New York 5/28/1986

B
Colorado 6/23/1992

B
North Carolina 1/19/1993

B
Connecticut 1/18/1993

IA
North Carolina 1/26/2011

B
Delaware 1/18/1993

B
North Dakota 1/20/1993

B
District of Columbia 1/28/1993

B
Ohio 1/21/1993

B
Florida 1/19/1993

IA
Ohio 6/25/2008

IA
Florida 6/24/2009

B
Oklahoma 1/21/1993

B
Georgia 11/20/1992

B
Oregon 1/20/1993

IA
Georgia 1/16/2003

B
Pennsylvania 6/23/1992

B
Hawaii 1/20/1993

B
Puerto Rico 1/20/1993

B
Idaho 1/20/1993

B
Rhode Island 1/21/1993

B
Illinois 1/18/1993

B
South Carolina 1/21/1993

B
Indiana 1/18/1993

B
South Dakota 1/21/1993

B
Iowa 1/19/1993

B
Tennessee 3/20/1997

B
Kansas 1/18/1993

IA
Tennessee 9/17/2014

B
Kentucky 1/19/1993

B
Texas 5/28/1986

B
Louisiana 5/28/1986

IA
Texas 6/10/2005

B
Maine 1/20/1993

B
Utah 1/20/1993

B
Maryland 1/18/1993

B
Vermont 1/21/1993

B
Massachusetts 5/28/1986

IA
Vermont 7/2/2008

B
Michigan 1/19/1993

B
Virgin Islands 9/16/2005

B
Minnesota 1/19/1993

B
Virginia 1/20/1993

B
Mississippi 5/28/1986

B
Washington 1/20/1993

B
Missouri 1/19/1993

B
West Virginia 1/21/1993

B
Montana 1/19/1993

B
Wisconsin 1/20/1993

B
Nebraska 1/20/1993

B
Wyoming 1/20/1993

B
Nevada 1/20/1993

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE Suite 2800, ATLANTA, GA 30326
Registered with this firm since 1/16/2003

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE Suite 2800, ATLANTA, GA 30326
Registered with this firm since 5/28/1986

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/09/1982 - 06/02/1986 A. G. EDWARDS & SONS, INC. (CRD#:4)
B
01/31/1980 - 08/18/1982 PAINE, WEBBER, JACKSON & CURTIS INC. (CRD#:8174)
B
06/01/1978 - 01/31/1980 PAINE, WEBBER, JACKSON & CURTIS INCORPORATED (CRD#:640)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.