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Detailed Report
MICHAEL EDWARD GISH
CRD#: 851491
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6781 N PALM AVE STE 201
[NT/NV-RBO]
FRESNO, CA 93704
Registration History
19801985199019952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2017 (7 years)2 FIRMS2017 - Present (8 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1996 - 2006 (10 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1989 - 1996 (6 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1983 - 1989 (6 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1978 - 1983 (5 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2006 (8 years)
License(s)

State Registrations

B
Alabama 3/8/2024
B
Indiana 3/8/2024
B
Arizona 4/28/2017
B
Montana 3/8/2024
B
California 4/28/2017
B
Nevada 4/28/2017
IA
California 4/28/2017
B
New York 4/28/2017
B
Colorado 11/8/2021
B
North Carolina 3/8/2024
B
District of Columbia 3/8/2024
B
South Carolina 3/8/2024
B
Florida 3/30/2023
B
Texas 3/8/2024
B
Georgia 3/8/2024
IA
Texas 3/9/2024
B
Idaho 4/12/2018
B
Washington 3/8/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6781 N PALM AVE STE 201 [NT/NV-RBO], FRESNO, CA 93704
6781 N PALM AVE STE 201, FRESNO, CA 93704
Registered with this firm since 4/28/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6781 N PALM AVE STE 201 [NT/NV-RBO], FRESNO, CA 93704
6781 N PALM AVE STE 201, FRESNO, CA 93704
Registered with this firm since 4/28/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 05/01/2017 MORGAN STANLEY (CRD#:149777) FRESNO, CA
B
 06/01/2009 - 05/01/2017 MORGAN STANLEY (CRD#:149777) FRESNO, CA
IA
 02/03/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FRESNO, CA
B
 02/03/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FRESNO, CA
IA
 07/08/1997 - 02/23/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) FRESNO, CA
B
 02/20/1996 - 02/23/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 08/14/1989 - 02/23/1996 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 06/08/1983 - 08/29/1989 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471) NEW YORK, NY
B
 05/01/1978 - 12/05/1983 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.