Individual Firm
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LANCE HOWARD COBB
CRD#: 851432
IA
B
WELLS FARGO ADVISORSCRD#: 19616 201 MAIN ST
STE 1700
FORT WORTH, TX 76102
STE 1700
FORT WORTH, TX 76102
View By:
6/19/2011
Customer Dispute
Denied
State Registrations
B
California 12/14/2012
B
North Carolina 5/9/2024
B
Colorado 12/14/2012
B
Ohio 2/7/2013
B
Florida 1/24/2013
B
Oklahoma 11/1/2023
B
Hawaii 10/6/2017
B
South Carolina 9/21/2020
B
Montana 5/22/2023
B
Texas 12/14/2012
B
Nevada 12/14/2012
IA
Texas 12/14/2012
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/14/2012
B
Registered with this firm since 12/14/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 12/19/2012 | FT. WORTH, TX | |
B | 06/01/2009 - 12/19/2012 | FT. WORTH, TX | |
IA | 04/02/2007 - 06/01/2009 | FT. WORTH, TX | |
B | 04/02/2007 - 06/01/2009 | FT. WORTH, TX | |
IA | 02/23/1987 - 04/02/2007 | FT. WORTH, TX | |
B | 02/23/1987 - 04/02/2007 | FT. WORTH, TX | |
B | 04/25/1978 - 03/12/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.