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HAROLD LOYD PERKINS JR
HAL PERKINS
CRD#: 851390
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 711 LOUISIANA STREET
15TH FLOOR
HOUSTON, TX 77002
Registration History
1980198519901995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2004 - Present (21 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - Present (22 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1990 - 2003 (12 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1986 - 1990 (4 years)BOPPENHEIMER & CO., INC. (CRD# 630)1982 - 1986 (4 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1980 - 1982 (1 year)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1978 - 1980 (2 years)
Disclosure(s)
View By:
6/25/2012
Customer Dispute
Withdrawn
2/14/2011
Customer Dispute
Settled
8/5/2002
Customer Dispute
Denied
12/11/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/3/2003

B
Mississippi 1/19/2024

B
Alaska 1/3/2003

B
Missouri 7/27/2020

B
Arizona 3/4/2016

B
Montana 2/27/2013

B
Arkansas 1/3/2003

B
New Jersey 1/24/2023

B
California 1/3/2003

B
New Mexico 1/3/2003

B
Colorado 1/3/2003

B
New York 1/3/2003

B
Connecticut 1/3/2003

B
North Carolina 1/3/2003

B
Delaware 8/10/2022

B
Oklahoma 1/3/2003

B
District of Columbia 1/24/2017

B
Oregon 1/3/2003

B
Florida 1/3/2003

B
Pennsylvania 3/27/2019

B
Georgia 1/3/2003

B
South Carolina 1/3/2003

B
Idaho 9/26/2014

B
Tennessee 1/3/2003

B
Illinois 2/23/2012

B
Texas 1/3/2003

B
Indiana 1/14/2009

IA
Texas 1/7/2004

B
Iowa 12/11/2024

B
Utah 9/18/2013

B
Louisiana 1/3/2003

B
Virginia 1/3/2003

IA
Louisiana 4/11/2016

B
Washington 10/1/2014

B
Maryland 1/3/2003

B
West Virginia 3/30/2020

B
Massachusetts 1/7/2016

B
Wisconsin 6/29/2023

B
Michigan 1/3/2003

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
Registered with this firm since 1/7/2004

B
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
Registered with this firm since 1/3/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/08/1990 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
02/10/1986 - 06/29/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
02/18/1982 - 02/13/1986 OPPENHEIMER & CO., INC. (CRD#:630)
B
07/17/1980 - 02/26/1982 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560)
B
04/25/1978 - 07/05/1980 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.