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MALCOLM ALFRED MAKIN
MAL MAKIN, MALCOLM A MAKIN, Malcolm A. Makin Jr.
CRD#: 851143
IA
Investment Adviser
B
Broker
PROFESSIONAL PLANNING GROUPCRD#: 108868 9 GRANITE STREET
WESTERLY, RI 02891
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 9 GRANITE STREET
WESTERLY, RI 02891
Registration History
1980198519901995200020052010201520202025IAPROFESSIONAL PLANNING GROUP (CRD# 108868)1990 - Present (34 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1989 - Present (35 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)1989 - 1994 (4 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1982 - 1989 (7 years)BP & I EQUITIES CORPORATION (CRD# 4149)1978 - 1982 (4 years)IAPROFESSIONAL PLANNING GROUP (CRD# 108868)1990 - 2002 (12 years)
License(s)

State Registrations

B
Alaska 1/10/2014

B
Nevada 11/24/2006

B
Arizona 10/20/1997

B
New Hampshire 6/29/1992

B
California 9/4/1991

B
New Jersey 8/10/1989

B
Colorado 4/29/1992

B
New Mexico 1/18/2011

B
Connecticut 8/10/1989

B
New York 8/10/1989

B
Delaware 3/17/2008

B
North Carolina 3/15/1994

B
District of Columbia 4/30/2008

B
Ohio 11/13/1997

B
Florida 8/10/1989

B
Oregon 11/1/2011

IA
Florida 12/26/2023

B
Pennsylvania 11/9/1993

B
Georgia 9/10/1999

B
Rhode Island 8/10/1989

B
Illinois 12/2/2004

IA
Rhode Island 1/1/1993

B
Indiana 10/17/1997

B
South Carolina 3/3/1994

B
Kentucky 6/16/1998

B
South Dakota 9/17/2020

B
Louisiana 1/17/2017

B
Tennessee 9/14/2006

B
Maine 1/5/1993

B
Texas 8/30/2002

B
Maryland 4/6/1990

IA
Texas 2/25/2005

B
Massachusetts 8/10/1989

B
Utah 2/28/2007

B
Michigan 9/9/1998

B
Vermont 2/8/1993

B
Minnesota 9/22/2014

B
Virginia 7/19/2001

B
Mississippi 6/2/2004

B
Washington 9/29/1992

B
Missouri 1/12/2009

B
Wisconsin 1/23/2018

B
Montana 8/17/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROFESSIONAL PLANNING GROUP (CRD#:108868)
9 GRANITE STREET, WESTERLY, RI 02891
JUPITER INLET COLONY, FL
Registered with this firm since 6/7/1990

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
9 GRANITE STREET, WESTERLY, RI 02891
Registered with this firm since 8/10/1989

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/07/1990 - 12/31/2002 PROFESSIONAL PLANNING GROUP (CRD#:108868) WESTERLY, RI
B
06/29/1989 - 02/09/1994 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
06/16/1982 - 08/15/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
04/17/1978 - 04/21/1982 P & I EQUITIES CORPORATION (CRD#:4149)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.