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Detailed Report
DAVID MICHAEL SMITH SR
DAVID MICHAEL SMITH
CRD#: 850797
IA
Investment Adviser
B
Broker
AUSDAL FINANCIAL PARTNERS, INC.CRD#: 7995 VERO BEACH, FL
Registration History
19801985199019952000200520102015202020252 FIRMS2024 - 2024 (<1 year)2 FIRMS2025 - Present (<1 year)IAINTERVEST INTERNATIONAL, INC. (CRD# 111516)2005 - Present (19 years)BINTERVEST INTERNATIONAL EQUITI... (CRD# 20289)1995 - 2025 (29 years)BINTERVEST INTERNATIONAL EQUITI... (CRD# 20289)1988 - 1995 (7 years)BSECURITY DISTRIBUTORS, INC. (CRD# 3336)1987 - 1989 (2 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1987 - 1988 (<1 year)BFINANCIAL PLANNERS EQUITY CORP... (CRD# 7420)1981 - 1987 (6 years)BCORNERSTONE FINANCIAL SERVICES... (CRD# 953)1978 - 1981 (2 years)
Disclosure(s)
View By:
10/16/2024
Customer Dispute
Pending
10/16/2024
Customer Dispute
Pending
10/12/2024
Customer Dispute
Settled
10/5/2024
Customer Dispute
Pending
3/1/2023
Customer Dispute
Settled
License(s)

State Registrations

IA
Arizona 9/12/2023
B
Maine 2/10/2025
B
Arizona 2/19/2025
B
Michigan 2/5/2025
B
California 1/7/2025
B
Minnesota 2/14/2025
B
Colorado 3/7/2025
B
Missouri 1/29/2025
B
Connecticut 2/14/2025
IA
Nevada 10/30/2018
IA
Florida 5/6/2010
B
New Jersey 2/18/2025
B
Florida 2/4/2025
IA
North Carolina 10/17/2018
B
Georgia 1/7/2025
B
Ohio 2/18/2025
B
Idaho 1/17/2025
B
Rhode Island 2/7/2025
B
Indiana 2/4/2025
B
South Carolina 2/21/2025
IA
Iowa 8/16/2011
B
Tennessee 2/11/2025
B
Iowa 1/9/2025
B
Vermont 2/6/2025
B
Kansas 1/8/2025
B
Wyoming 1/8/2025
B
Louisiana 2/6/2025

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AUSDAL FINANCIAL PARTNERS, INC. (CRD#:7995)
VERO BEACH, FL
Registered with this firm since 2/4/2025
IA
INTERVEST INTERNATIONAL, INC. (CRD#:111516)
5065 HARMONY CIRCLE UNIT 204, VERO BEACH, FL 32963
Wauwatosa, WI
Registered with this firm since 8/12/2005
B
AUSDAL FINANCIAL PARTNERS, INC. (CRD#:7995)
VERO BEACH, FL
Registered with this firm since 1/6/2025
Previous Registration(s)
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B
 09/28/1995 - 02/14/2025 INTERVEST INTERNATIONAL EQUITIES CORPORATION (CRD#:20289) COLORADO SPRINGS, CO
IA
 10/29/2024 - 12/11/2024 AUSDAL FINANCIAL PARTNERS, INC. (CRD#:7995) VERO BEACH, FL
B
 10/28/2024 - 12/11/2024 AUSDAL FINANCIAL PARTNERS, INC. (CRD#:7995) VERO BEACH, FL
B
 01/15/1988 - 06/01/1995 INTERVEST INTERNATIONAL EQUITIES CORPORATION (CRD#:20289) COLORADO SPRINGS, CO
B
 01/15/1987 - 09/12/1989 SECURITY DISTRIBUTORS, INC. (CRD#:3336) TOPEKA, KS
B
 12/24/1987 - 02/16/1988 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
 01/23/1981 - 12/24/1987 FINANCIAL PLANNERS EQUITY CORPORATION (CRD#:7420)
FINRA expelled the firm on 08/25/1988
B
 04/03/1978 - 03/17/1981 CORNERSTONE FINANCIAL SERVICES, INC. (CRD#:953)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.