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Detailed Report
JOHN JAMES PETIT
JOHN J PETIT
CRD#: 849742
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 445 BRICK BOULEVARD
SUITE 208
BRICK, NJ 08723
Registration History
19801985199019952000200520102015202020252 FIRMS2025 - Present (<1 year)BTHE INVESTMENT CENTER, INC. (CRD# 17839)1999 - 2025 (26 years)BCREATIVE TAX PLANNERS, INC. (CRD# 13246)1993 - 1999 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (4 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1988 - 1988 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1982 - 1988 (5 years)BADVEST, INC. (CRD# 10)1979 - 1982 (2 years)BVERRILLI ALTSCHULER SCHWARTZ INC. (CRD# 7203)1978 - 1979 (1 year)IAIC ADVISORY SERVICES, INC. (CRD# 140190)2023 - 2025 (1 year)IAIC ADVISORY SERVICES, INC. (CRD# 140190)2006 - 2021 (15 years)
Disclosure(s)
View By:
2/1/1993
Employment Separation After Allegations
License(s)

State Registrations

B
Florida 6/12/2002
IA
New Jersey 3/6/2025
B
Massachusetts 3/6/2025
B
New York 3/6/2025
B
New Jersey 3/6/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
445 BRICK BOULEVARD SUITE 208, BRICK, NJ 08723
Registered with this firm since 3/6/2025
B
LPL FINANCIAL LLC (CRD#:6413)
445 BRICK BOULEVARD SUITE 208, BRICK, NJ 08723
Registered with this firm since 3/6/2025
Previous Registration(s)
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IA
 08/03/2023 - 03/06/2025 IC ADVISORY SERVICES, INC. (CRD#:140190) BRICK, NJ
B
 02/04/1999 - 03/06/2025 THE INVESTMENT CENTER, INC. (CRD#:17839) BRICK, NJ
IA
 10/30/2006 - 12/31/2021 IC ADVISORY SERVICES, INC. (CRD#:140190) BEDMINSTER, NJ
B
 02/26/1993 - 03/23/1999 CREATIVE TAX PLANNERS, INC. (CRD#:13246) LOGAN TOWNSHIP, NJ
B
 05/14/1988 - 03/16/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 04/06/1988 - 05/14/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 06/07/1982 - 04/14/1988 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
 11/19/1979 - 06/10/1982 ADVEST, INC. (CRD#:10)
B
 02/16/1978 - 10/30/1979 VERRILLI ALTSCHULER SCHWARTZ INC. (CRD#:7203)
FINRA expelled the firm on 07/31/1986
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.