Individual Firm
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TIMOTHY WILLIAM MCNAMARA
TIMOTHY W MCNAMARA
CRD#: 849515
IA
B
MORGAN STANLEYCRD#: 149777 Cape Coral, FL
View By:
6/3/2010
Customer Dispute
Award / Judgment
12/17/2001
Customer Dispute
Settled
State Registrations
B
Alabama 8/17/2022
B
Minnesota 8/16/2022
B
Arizona 8/30/2022
B
Missouri 8/16/2022
B
California 10/4/2019
B
Montana 8/17/2022
B
Colorado 10/4/2019
B
Nebraska 8/17/2022
B
Connecticut 10/4/2019
B
Nevada 2/7/2020
IA
Connecticut 10/22/2019
B
New Hampshire 8/22/2022
B
Delaware 10/4/2019
B
New Jersey 8/17/2022
B
District of Columbia 8/25/2022
B
New York 10/4/2019
B
Florida 10/4/2019
IA
New York 6/16/2021
IA
Florida 10/15/2019
B
North Carolina 8/18/2022
B
Georgia 10/10/2019
B
Ohio 8/17/2022
B
Illinois 7/16/2020
B
Pennsylvania 10/4/2019
B
Indiana 10/22/2019
B
Rhode Island 8/18/2022
B
Iowa 9/25/2024
B
South Carolina 8/16/2022
B
Kansas 8/16/2022
B
Tennessee 6/7/2022
B
Kentucky 8/16/2022
B
Texas 8/16/2022
B
Maine 8/17/2022
IA
Texas 9/2/2022
B
Maryland 8/17/2022
B
Vermont 8/18/2022
B
Massachusetts 10/7/2019
B
Virginia 10/4/2019
B
Michigan 8/18/2022
B
Washington 8/16/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/28/2011 - 10/15/2019 | WILLIAMSVILLE, NY | |
B | 04/28/2011 - 10/15/2019 | WILLIAMSVILLE, NY | |
IA | 01/04/2001 - 05/02/2011 | WILLIAMSVILLE, NY | |
B | 09/26/1978 - 05/02/2011 | WILLIAMSVILLE, NY | |
B | 03/01/1978 - 09/26/1978 |
WILLIAMSVILLE, NY
01/04/2001 - 05/02/2011
WILLIAMSVILLE, NY
09/26/1978 - 05/02/2011
03/01/1978 - 09/26/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.