Individual Firm
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ANTHONY CHARLES FORTE JR
A. CHARLES FORTE
CRD#: 849296
IA
B
MORGAN STANLEYCRD#: 149777 150 Washington Avenue
Suite 301
Santa Fe, NM 87501
Suite 301
Santa Fe, NM 87501
0
Disclosures
47
Years of Experience
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State Registrations
B
Alabama 8/15/2017
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New Mexico 6/1/2009
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Arizona 6/1/2009
B
New York 3/17/2011
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Colorado 6/1/2009
B
Ohio 8/28/2020
B
District of Columbia 4/20/2011
B
Oklahoma 6/1/2009
B
Florida 4/17/2014
B
Oregon 6/1/2009
B
Illinois 1/12/2017
B
Pennsylvania 6/1/2009
B
Indiana 9/5/2017
B
South Carolina 12/4/2017
B
Kansas 8/27/2020
B
Tennessee 6/1/2009
B
Maine 6/1/2009
B
Texas 6/1/2009
B
Maryland 6/1/2009
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Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Utah 9/18/2023
B
Michigan 6/1/2009
B
Vermont 12/4/2009
B
Nebraska 9/13/2016
B
Virginia 6/1/2009
B
Nevada 1/11/2016
B
Washington 2/26/2020
B
New Jersey 6/1/2009
B
Wyoming 2/20/2014
B
New Mexico 6/1/2009
SRO Registrations
B
B
B
B
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/21/2008 - 06/01/2009 | SANTA FE, NM | |
B | 11/21/2008 - 06/01/2009 | SANTA FE, NM | |
IA | 08/30/1985 - 11/26/2008 | SANTA FE, NM | |
B | 09/26/1978 - 11/26/2008 | SANTA FE, NM | |
B | 03/01/1978 - 09/26/1978 |
03/01/1978 - 09/26/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.