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GEOFFREY CHARLES STEGER
CRD#: 849032
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 200 W ADAMS ST STE 2450
CHICAGO, IL 60606
Registration History
19801985199019952000200520102015202020252 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BNEW ENGLAND SECURITIES (CRD# 615)1995 - 2015 (19 years)BNEL EQUITY SERVICES CORPORATION (CRD# 615)1978 - 1985 (7 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)1999 - 2015 (15 years)
Disclosure(s)
View By:
7/23/2009
Customer Dispute
Denied
11/9/2004
Customer Dispute
Denied
10/22/1985
Regulatory
Final
11/29/1984
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 3/11/2020

B
Maine 3/11/2020

B
Colorado 3/11/2020

B
Maryland 3/11/2020

B
Florida 3/11/2020

B
Michigan 3/11/2020

B
Illinois 3/11/2020

B
Missouri 3/11/2020

IA
Illinois 3/25/2020

B
Ohio 3/11/2020

B
Indiana 4/27/2020

B
Wisconsin 3/11/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
200 W ADAMS ST STE 2450, CHICAGO, IL 60606
Registered with this firm since 3/25/2020

B
LPL FINANCIAL LLC (CRD#:6413)
200 W ADAMS ST STE 2450, CHICAGO, IL 60606
Registered with this firm since 3/11/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/25/2017 - 03/13/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) Chicago, IL
B
03/25/2017 - 03/13/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) Chicago, IL
IA
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHICAGO, IL
B
01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CHICAGO, IL
IA
07/16/1999 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) CHICAGO, IL
B
04/28/1995 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) CHICAGO, IL
B
02/23/1978 - 06/06/1985 NEL EQUITY SERVICES CORPORATION (CRD#:615)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.