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MICHAEL WALTER DELOREY
CRD#: 848364
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 PHILADELPHIA, PA
CETERA ADVISORS LLCCRD#: 10299 225 S 4TH ST STE 402
PHILADELPHIA, PA 19106
Registration History
1980198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)IAPRISM FINANCIAL GROUP, LLC (CRD# 108210)2008 - Present (16 years)BCETERA ADVISORS LLC (CRD# 10299)1993 - Present (31 years)BAMA INVESTMENT ADVISERS, INC. (CRD# 678)1991 - 1993 (2 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1978 - 1991 (12 years)BR. A. BALSAM & CO. (CRD# 6698)1978 - 1978 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2008 - 2024 (16 years)
License(s)

State Registrations

B
Arizona 11/21/2024

B
New Hampshire 2/5/2024

B
California 8/28/2001

B
New Jersey 8/17/1993

B
Colorado 5/4/2011

IA
New Jersey 4/12/2018

B
Delaware 5/30/1997

B
New Mexico 6/23/2016

B
Florida 1/6/1998

B
New York 3/6/1997

B
Georgia 4/19/2004

B
North Carolina 8/17/1993

B
Hawaii 5/29/2015

B
Ohio 12/19/2023

B
Illinois 5/12/2003

B
Oklahoma 1/10/2025

B
Kansas 1/10/2025

B
Pennsylvania 8/17/1993

B
Louisiana 10/26/2017

IA
Pennsylvania 10/22/2008

B
Maryland 11/25/1998

B
South Carolina 8/17/1993

B
Massachusetts 1/9/2007

B
Texas 1/11/1996

B
Michigan 7/21/2021

IA
Texas 3/21/2024

B
Minnesota 3/20/2020

B
Utah 3/30/2015

B
Missouri 7/11/2023

B
Virginia 1/5/1998

B
Nevada 3/6/2018

B
Washington 5/4/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
PHILADELPHIA, PA
Registered with this firm since 3/21/2024

IA
PRISM FINANCIAL GROUP, LLC (CRD#:108210)
PHILADELPHIA, PA
Registered with this firm since 10/22/2008

B
CETERA ADVISORS LLC (CRD#:10299)
225 S 4TH ST STE 402, PHILADELPHIA, PA 19106
Registered with this firm since 8/17/1993

Previous Registration(s)
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IA
02/07/2008 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
B
01/02/1991 - 08/24/1993 AMA INVESTMENT ADVISERS, INC. (CRD#:678) CHICAGO, IL
B
12/14/1978 - 01/04/1991 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
02/01/1978 - 08/14/1978 R. A. BALSAM & CO. (CRD#:6698)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.