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DANA DUANE FUNK
CRD#: 846751
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 55 INDEPENDENCE CIR STE 110
CHICO, CA 95973
CETERA ADVISORS LLCCRD#: 10299 55 INDEPENDENCE CIR STE 110
CHICO, CA 95973
Registration History
1980198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)BINVESTORS CAPITAL CORP. (CRD# 30613)1997 - 2016 (19 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)1977 - 1997 (19 years)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2005 - 2016 (11 years)IAEASTERN POINT ADVISORS INC. (CRD# 107123)2002 - 2005 (2 years)
License(s)

State Registrations

B
Arkansas 1/27/2023

B
North Carolina 10/3/2016

B
California 10/3/2016

B
Oregon 5/4/2021

IA
California 3/21/2024

B
Texas 4/7/2020

B
Colorado 10/3/2016

IA
Texas 3/21/2024

B
Michigan 10/3/2016

B
Virginia 5/24/2021

B
Minnesota 10/3/2016

B
Washington 4/13/2022

B
Nevada 4/21/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
55 INDEPENDENCE CIR STE 110, CHICO, CA 95973
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
55 INDEPENDENCE CIR STE 110, CHICO, CA 95973
Registered with this firm since 10/3/2016

Previous Registration(s)
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10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
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06/16/2005 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) CHICO, CA
B
01/03/1997 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) CHICO, CA
IA
12/18/2002 - 06/16/2005 EASTERN POINT ADVISORS INC. (CRD#:107123) CHICO, CA
B
12/21/1977 - 02/25/1997 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) OMAHA, NE
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.