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KENNETH MICHAEL OSLER
KEN OSLER, KENNY OSLER
CRD#: 846490
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 43155 Main St Ste 2200A
Novi, MI 48375
Registration History
19801985199019952000200520102015202020252 FIRMS2015 - 2018 (3 years)2 FIRMS2018 - Present (6 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2005 - 2015 (9 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2005 (5 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 2000 (10 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1984 - 1989 (5 years)BMANLEY, BENNETT, MCDONALD & CO (CRD# 551)1978 - 1984 (5 years)BASHTON & CO. (CRD# 609)1977 - 1978 (1 year)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2010 - 2015 (4 years)
License(s)

State Registrations

B
Delaware 12/8/2020

B
New Hampshire 10/19/2018

B
Michigan 10/19/2018

IA
Texas 10/19/2018

IA
Michigan 10/19/2018

B
Texas 10/25/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
Lake Orion, MI
Registered with this firm since 10/19/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
43155 Main St Ste 2200A, Novi, MI 48375
Lake Orion, MI
Registered with this firm since 10/19/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/29/2015 - 10/30/2018 B RILEY WEALTH MANAGEMENT (CRD#:2543) PLYMOUTH, MI
B
05/29/2015 - 10/30/2018 B. RILEY WEALTH MANAGEMENT (CRD#:2543) PLYMOUTH, MI
IA
12/22/2010 - 06/08/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) BIRMINGHAM, MI
B
08/12/2005 - 06/08/2015 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) BIRMINGHAM, MI
B
05/26/2000 - 09/02/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
09/15/1989 - 06/02/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/17/1984 - 09/15/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
B
12/05/1978 - 07/17/1984 MANLEY, BENNETT, MCDONALD & CO (CRD#:551)
B
12/05/1977 - 12/20/1978 ASHTON & CO. (CRD#:609)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.