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JOHN SANDOR LEMAK
CRD#: 845891
IA
Investment Adviser
B
Broker
SANDOR ADVISORS, LLCCRD#: 121031 2828 ROUTH STREET
SUITE 500
DALLAS, TX 75201
AXIOM CAPITAL MANAGEMENT, INC.CRD#: 26580 1901 North Akard Street
Dallas, TX 75201
Registration History
1980198519901995200020052010201520202025BAXIOM CAPITAL MANAGEMENT, INC. (CRD# 26580)2015 - Present (10 years)IASANDOR ADVISORS, LLC (CRD# 121031)2002 - Present (22 years)BWFG INVESTMENTS, INC. (CRD# 22704)2002 - 2015 (13 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1994 - 2002 (7 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1978 - 1994 (16 years)BKIDDER, PEABODY & CO., INCORPO... (CRD# 488)1977 - 1978 (<1 year)IAWFG ADVISORS, LP (CRD# 125073)2013 - 2015 (1 year)
Disclosure(s)
View By:
7/29/2024
Customer Dispute
Pending
10/22/2021
Customer Dispute
Withdrawn
License(s)

State Registrations

B
California 2/18/2015

B
Oklahoma 3/11/2015

B
Florida 2/18/2015

B
Pennsylvania 11/30/2023

B
Massachusetts 2/18/2015

IA
Texas 7/23/2002

B
Michigan 11/30/2023

B
Texas 2/18/2015

B
New York 2/18/2015

B
Washington 2/18/2015

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AXIOM CAPITAL MANAGEMENT, INC. (CRD#:26580)
1901 North Akard Street, Dallas, TX 75201
Registered with this firm since 2/18/2015

IA
SANDOR ADVISORS, LLC (CRD#:121031)
2828 ROUTH STREET SUITE 500, DALLAS, TX 75201
Registered with this firm since 7/23/2002

Previous Registration(s)
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IA
07/03/2013 - 02/17/2015 WFG ADVISORS, LP (CRD#:125073) DALLAS, TX
B
01/22/2002 - 02/17/2015 WFG INVESTMENTS, INC. (CRD#:22704) DALLAS, TX
B
10/14/1994 - 01/25/2002 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
05/19/1978 - 10/17/1994 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
12/05/1977 - 05/19/1978 KIDDER, PEABODY & CO., INCORPORATED (CRD#:488)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.