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RUSSELL ANTHONY RABITO
RUSSELL A RABITO
CRD#: 845812
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 1285 Avenue of the Americas
Floor 15 thru 18
New York, NY 10019
Floor 15 thru 18
New York, NY 10019
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7/15/2023
Customer Dispute
Settled
7/13/2023
Customer Dispute
Settled
9/24/2019
Customer Dispute
Settled
State Registrations
B
Alabama 1/3/2025
B
New Jersey 8/17/1994
B
Alaska 9/30/1994
B
New Mexico 6/8/2016
B
Arizona 2/26/1998
B
New York 8/12/1994
B
California 8/11/1994
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New York 11/29/2021
B
Colorado 4/13/2005
B
North Carolina 1/31/2011
B
Connecticut 8/17/1994
B
Ohio 9/27/1994
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Connecticut 4/27/2023
B
Oklahoma 12/4/2014
B
Delaware 5/3/2011
B
Oregon 8/18/1997
B
District of Columbia 8/19/1994
B
Pennsylvania 9/28/1994
B
Florida 8/16/1994
B
Puerto Rico 2/20/2025
B
Georgia 9/25/2009
B
Rhode Island 3/28/2006
B
Idaho 12/18/2024
B
South Carolina 1/18/2006
B
Illinois 1/31/2011
B
South Dakota 1/27/2025
B
Indiana 12/17/2024
B
Tennessee 1/31/2011
B
Iowa 1/3/2025
B
Texas 8/12/1994
B
Kansas 1/11/2024
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Texas 8/12/1994
B
Louisiana 1/31/2011
B
Utah 8/23/2006
B
Maine 1/31/2011
B
Vermont 10/6/1994
B
Maryland 8/30/1994
B
Virgin Islands 12/17/2024
B
Massachusetts 10/7/1994
B
Virginia 12/19/1996
B
Michigan 1/31/2011
B
Washington 7/10/2009
B
Minnesota 6/3/1997
B
West Virginia 7/9/2001
B
Missouri 3/28/2022
B
Wisconsin 9/26/1994
B
Nevada 1/7/2003
B
Wyoming 3/17/2020
B
New Hampshire 1/31/2011
SRO Registrations
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B
B
B
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IA
Registered with this firm since 8/12/1994
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Registered with this firm since 8/11/1994
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/29/1986 - 09/23/1994 | NEW YORK, NY | |
B | 05/25/1982 - 09/15/1986 | ||
B | 11/27/1979 - 06/21/1982 | ||
B | 09/26/1978 - 12/05/1979 | ||
B | 12/05/1977 - 09/26/1978 |
12/05/1977 - 09/26/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.