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Detailed Report
RUSSELL ANTHONY RABITO
RUSSELL A RABITO
CRD#: 845812
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1285 Avenue of the Americas
Floor 15 thru 18
New York, NY 10019
Registration History
19801985199019952000200520102015202020252 FIRMS1994 - Present (30 years)BOPPENHEIMER & CO., INC. (CRD# 630)1986 - 1994 (8 years)BL. F. ROTHSCHILD, UNTERBERG, T... (CRD# 501)1982 - 1986 (4 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1979 - 1982 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - 1979 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1977 - 1978 (<1 year)
Disclosure(s)
View By:
7/15/2023
Customer Dispute
Settled
7/13/2023
Customer Dispute
Settled
9/24/2019
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/3/2025
B
New Jersey 8/17/1994
B
Alaska 9/30/1994
B
New Mexico 6/8/2016
B
Arizona 2/26/1998
B
New York 8/12/1994
B
California 8/11/1994
IA
New York 11/29/2021
B
Colorado 4/13/2005
B
North Carolina 1/31/2011
B
Connecticut 8/17/1994
B
Ohio 9/27/1994
IA
Connecticut 4/27/2023
B
Oklahoma 12/4/2014
B
Delaware 5/3/2011
B
Oregon 8/18/1997
B
District of Columbia 8/19/1994
B
Pennsylvania 9/28/1994
B
Florida 8/16/1994
B
Puerto Rico 2/20/2025
B
Georgia 9/25/2009
B
Rhode Island 3/28/2006
B
Idaho 12/18/2024
B
South Carolina 1/18/2006
B
Illinois 1/31/2011
B
South Dakota 1/27/2025
B
Indiana 12/17/2024
B
Tennessee 1/31/2011
B
Iowa 1/3/2025
B
Texas 8/12/1994
B
Kansas 1/11/2024
IA
Texas 8/12/1994
B
Louisiana 1/31/2011
B
Utah 8/23/2006
B
Maine 1/31/2011
B
Vermont 10/6/1994
B
Maryland 8/30/1994
B
Virgin Islands 12/17/2024
B
Massachusetts 10/7/1994
B
Virginia 12/19/1996
B
Michigan 1/31/2011
B
Washington 7/10/2009
B
Minnesota 6/3/1997
B
West Virginia 7/9/2001
B
Missouri 3/28/2022
B
Wisconsin 9/26/1994
B
Nevada 1/7/2003
B
Wyoming 3/17/2020
B
New Hampshire 1/31/2011

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 Avenue of the Americas Floor 15 thru 18, New York, NY 10019
Mystic, CT
Registered with this firm since 8/12/1994
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1285 Avenue of the Americas Floor 15 thru 18, New York, NY 10019
Mystic, CT
Registered with this firm since 8/11/1994
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/29/1986 - 09/23/1994 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
 05/25/1982 - 09/15/1986 L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC. (CRD#:501)
B
 11/27/1979 - 06/21/1982 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 09/26/1978 - 12/05/1979 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
 12/05/1977 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.