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WILLIAM EARLE DODD III
EARLE DODD III, W.EARLE EARLE DODD III, WILLIAM EARLE DODD
CRD#: 845669
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE
28th floor
ATLANTA, GA 30326
Registration History
19801985199019952000200520102015202020252 FIRMS1995 - Present (30 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1978 - 1995 (16 years)BKIDDER, PEABODY & CO., INCORPO... (CRD# 488)1977 - 1978 (<1 year)
License(s)

State Registrations

B
Florida 1/28/1995

B
North Carolina 1/28/1995

B
Georgia 1/28/1995

B
Tennessee 12/22/2020

IA
Georgia 1/13/2003

IA
Texas 1/28/1995

B
Massachusetts 1/28/1995

B
Virginia 1/28/1995

B
Michigan 1/28/1995

B
West Virginia 5/20/2020

B
New York 1/28/1995

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 1/28/1995

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 1/28/1995

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/19/1978 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
11/16/1977 - 05/19/1978 KIDDER, PEABODY & CO., INCORPORATED (CRD#:488)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.