• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN ROBERT AUSTIN
CRD#: 844826
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 BROOKEVILLE, MD
CETERA ADVISOR NETWORKS LLCCRD#: 13572 BROOKEVILLE, MD
Registration History
1980198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)1998 - Present (26 years)BMFS FUND DISTRIBUTORS, INC. (CRD# 31052)1997 - 1998 (<1 year)BCRESTAR SECURITIES CORPORATION (CRD# 17464)1997 - 1997 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1991 - 1997 (6 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1990 - 1991 (<1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1989 - 1990 (<1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1987 - 1989 (1 year)BFINANCIAL PLANNERS EQUITY CORP... (CRD# 7420)1982 - 1987 (5 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1978 - 1982 (3 years)BDEAN WITTER & CO. INCORPORATED (CRD# 6466)1977 - 1978 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2004 - 2023 (19 years)
License(s)

State Registrations

B
Arizona 12/26/2017

B
New Jersey 2/4/2021

B
California 1/3/2005

B
New York 12/13/2004

B
Colorado 2/6/2025

B
North Carolina 8/23/2024

B
Delaware 9/19/2018

B
Oklahoma 11/7/2019

B
District of Columbia 10/13/1998

B
Oregon 10/5/2022

B
Florida 4/21/2006

B
Texas 1/20/2012

B
Maryland 10/8/1998

IA
Texas 6/29/2023

IA
Maryland 6/29/2023

B
Utah 12/14/2021

B
Massachusetts 9/24/2021

B
Virginia 10/9/1998

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
BROOKEVILLE, MD
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
BROOKEVILLE, MD
Registered with this firm since 10/8/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2004 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) LAKE RIDGE, VA
B
09/25/1997 - 07/20/1998 MFS FUND DISTRIBUTORS, INC. (CRD#:31052) BOSTON, MA
B
08/19/1997 - 08/26/1997 CRESTAR SECURITIES CORPORATION (CRD#:17464) RICHMOND, VA
B
02/21/1991 - 06/27/1997 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
03/06/1990 - 02/15/1991 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
11/19/1989 - 03/22/1990 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
12/24/1987 - 11/19/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
01/26/1982 - 12/24/1987 FINANCIAL PLANNERS EQUITY CORPORATION (CRD#:7420)
FINRA expelled the firm on 08/25/1988
B
02/24/1978 - 01/31/1982 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
10/26/1977 - 02/24/1978 DEAN WITTER & CO. INCORPORATED (CRD#:6466)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.