• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Edward GERALD Schwarz
CRD#: 843622
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11811 BERNARDO PLAZA CT
SAN DIEGO, CA 92128
Registration History
1980198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - Present (27 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1978 - Present (46 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1977 - 1978 (<1 year)
Disclosure(s)
View By:
6/1/2015
Customer Dispute
Settled
12/2/1982
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alabama 6/21/2006

B
Montana 11/27/1996

B
Arizona 8/16/1990

B
Nevada 9/24/2021

B
California 3/24/1984

B
New Mexico 3/22/1993

IA
California 7/8/1997

B
New York 11/2/1990

B
Connecticut 8/17/1990

B
North Carolina 5/25/2001

B
Georgia 8/27/2018

B
Ohio 12/15/2015

B
Hawaii 7/5/2000

B
Oregon 4/19/2021

B
Idaho 8/12/2008

B
Texas 6/12/1997

B
Illinois 1/3/2022

IA
Texas 6/12/1997

B
Indiana 3/4/2015

B
Utah 4/16/2007

B
Kansas 3/29/2018

B
Virginia 11/20/1991

B
Maine 4/23/1999

B
Washington 3/4/1994

B
Mississippi 7/23/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11811 BERNARDO PLAZA CT, SAN DIEGO, CA 92128
Registered with this firm since 6/12/1997

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11811 BERNARDO PLAZA CT, SAN DIEGO, CA 92128
Registered with this firm since 9/26/1978

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/03/1977 - 09/26/1978 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.