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Detailed Report
EDWARD A DUDLEY
ALEX DUDLEY, E. ALEXANDER DUDLEY, EDWARD ALEXANDER DUDLEY JR
CRD#: 843273
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 E SOUTH ST
CHARLOTTESVILLE, VA 22902
Registration History
19801985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 2003 (13 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1979 - 1989 (10 years)BBRANCH, CABELL & COMPANY (CRD# 6820)1977 - 1979 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1992 - 2003 (11 years)
License(s)

State Registrations

B
Alabama 12/10/2008
B
Montana 4/14/2015
B
California 7/1/2003
B
New York 7/1/2003
B
Colorado 7/1/2003
B
North Carolina 7/1/2003
B
Florida 7/1/2003
B
Pennsylvania 7/1/2003
B
Hawaii 9/30/2021
B
Texas 7/1/2003
B
Louisiana 6/17/2020
B
Utah 12/13/2024
B
Maryland 8/27/2021
B
Virginia 7/1/2003
B
Massachusetts 12/11/2020
IA
Virginia 7/1/2003
B
Michigan 9/16/2024
B
Washington 1/29/2019
B
Missouri 12/13/2024
B
West Virginia 6/2/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 E SOUTH ST, CHARLOTTESVILLE, VA 22902
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 E SOUTH ST, CHARLOTTESVILLE, VA 22902
Registered with this firm since 7/1/2003
Previous Registration(s)
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IA
 03/18/1992 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) CHARLOTTESVILLE, VA
B
 08/25/1989 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 07/19/1979 - 08/25/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
B
 10/03/1977 - 07/20/1979 BRANCH, CABELL & COMPANY (CRD#:6820)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.