Individual Firm
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CYNTHIA MARESCA BOYLE
CINDY BOYLE, CYNTHIA ANN MARESCA
CRD#: 842081
IA
B
STIFEL INDEPENDENT ADVISORS, LLCCRD#: 28218 910 E. RUTHERFORD STREET
LANDRUM, SC 29356
LANDRUM, SC 29356
View By:
3/5/1999
Customer Dispute
Closed-No Action
State Registrations
B
Colorado 11/8/2021
B
North Carolina 11/8/2021
B
Florida 11/8/2021
B
South Carolina 11/8/2021
IA
Florida 11/9/2021
IA
South Carolina 11/8/2021
B
Georgia 11/8/2021
B
Tennessee 11/8/2021
B
Illinois 11/23/2021
B
Texas 9/29/2022
B
Kentucky 11/8/2021
B
Virginia 11/8/2021
B
Michigan 12/16/2024
B
West Virginia 9/26/2022
B
New Jersey 11/8/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/8/2021
B
Registered with this firm since 11/8/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/15/2013 - 11/10/2021 | LANDRUM, SC | |
B | 02/15/2013 - 11/10/2021 | LANDRUM, SC | |
IA | 02/29/2000 - 02/27/2013 | LANDRUM, SC | |
B | 01/21/1986 - 02/27/2013 | LANDRUM, SC | |
B | 01/09/1979 - 02/11/1986 | ||
B | 09/26/1978 - 03/21/1979 | ||
B | 09/01/1977 - 03/21/1979 |
09/01/1977 - 03/21/1979
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.