Individual Firm
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JILL ELIZABETH DRINKWATER
JILL E BUDROW
CRD#: 841999
IA
B
MORGAN STANLEYCRD#: 149777 150 Washington Avenue
Suite 301
Santa Fe, NM 87501
Suite 301
Santa Fe, NM 87501
View By:
3/13/2008
Customer Dispute
Denied
State Registrations
B
Alabama 7/19/2024
B
Nebraska 1/3/2020
B
Alaska 7/19/2024
B
Nevada 7/19/2024
B
Arizona 6/1/2009
B
New Hampshire 1/5/2017
B
Arkansas 7/19/2024
B
New Jersey 3/7/2018
B
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
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New Mexico 6/1/2009
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Colorado 11/20/2009
B
New York 6/1/2009
B
Connecticut 7/19/2024
B
North Carolina 6/10/2021
B
Delaware 7/19/2024
B
North Dakota 7/19/2024
B
District of Columbia 7/19/2024
B
Ohio 6/1/2009
B
Florida 4/13/2011
B
Oklahoma 6/1/2009
B
Georgia 8/25/2021
B
Oregon 6/1/2009
B
Hawaii 2/20/2013
B
Pennsylvania 1/30/2018
B
Idaho 3/7/2018
B
Puerto Rico 7/19/2024
B
Illinois 1/30/2020
B
Rhode Island 7/19/2024
B
Indiana 7/19/2024
B
South Carolina 7/19/2024
B
Iowa 7/19/2024
B
South Dakota 6/22/2015
B
Kansas 3/7/2018
B
Tennessee 7/19/2024
B
Kentucky 6/1/2009
B
Texas 6/1/2009
B
Louisiana 7/19/2024
IA
Texas 3/3/2020
B
Maine 1/12/2022
B
Utah 7/3/2013
B
Maryland 1/28/2011
B
Vermont 7/19/2024
B
Massachusetts 6/1/2009
B
Virgin Islands 7/19/2024
B
Michigan 8/14/2015
B
Virginia 6/1/2009
B
Minnesota 9/16/2009
B
Washington 1/20/2011
B
Mississippi 7/19/2024
B
West Virginia 7/19/2024
B
Missouri 6/1/2009
B
Wisconsin 7/19/2024
B
Montana 6/1/2009
B
Wyoming 7/19/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | SANTA FE, NM | |
B | 04/02/2007 - 06/01/2009 | SANTA FE, NM | |
IA | 02/23/1993 - 04/02/2007 | SANTA FE, NM | |
B | 07/01/1987 - 04/02/2007 | SANTA FE, NM | |
B | 06/03/1987 - 06/25/1987 | ||
B | 09/01/1977 - 06/12/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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