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Detailed Report
James Allen Harrington
JIM HARRINGTON
CRD#: 841983
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 565 NORTH MAIN
ASHLAND, OR 97520
Registration History
19801985199019952000200520102015202020252 FIRMS1994 - 2007 (12 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (16 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 1994 (5 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1989 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1977 - 1988 (10 years)
Disclosure(s)
View By:
3/26/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/22/2010
B
New Mexico 10/4/2016
B
California 1/30/2009
B
New York 8/5/2020
B
Colorado 4/1/2011
B
North Carolina 9/10/2014
B
Florida 2/2/2009
B
Oklahoma 11/16/2021
B
Hawaii 2/2/2009
B
Oregon 1/30/2009
B
Idaho 2/2/2009
IA
Oregon 1/30/2009
B
Illinois 4/5/2011
B
Rhode Island 1/9/2017
B
Maine 9/19/2016
B
South Carolina 1/26/2016
B
Maryland 3/31/2014
B
Texas 6/15/2010
B
Massachusetts 10/20/2023
IA
Texas 1/2/2019
B
Michigan 5/6/2022
B
Utah 2/2/2009
B
Missouri 8/22/2011
B
Vermont 6/21/2021
B
Montana 5/15/2014
B
Virginia 2/2/2009
B
Nevada 10/30/2009
B
Washington 1/30/2009
B
New Hampshire 11/20/2024
B
Wisconsin 12/3/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
565 NORTH MAIN, ASHLAND, OR 97520
Keller, TX
Registered with this firm since 1/30/2009
B
EDWARD JONES (CRD#:250)
565 NORTH MAIN, ASHLAND, OR 97520
Keller, TX
Registered with this firm since 1/30/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 02/03/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SACRAMENTO, CA
B
 04/02/2007 - 02/03/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SACRAMENTO, CA
IA
 12/05/1994 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CHICAGO, IL
B
 10/10/1994 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CHICAGO, IL
B
 10/24/1989 - 10/12/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 04/11/1988 - 11/06/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
 09/01/1977 - 04/11/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.