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JOHN JAMES BRUNO
JOHN BRUNO
CRD#: 841917
IA
B
MORGAN STANLEYCRD#: 149777 61 South Paramus Road
3Rd Floor
Paramus, NJ 07652
3Rd Floor
Paramus, NJ 07652
0
Disclosures
47
Years of Experience
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State Registrations
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Alabama 3/19/2015
B
Missouri 11/18/2019
B
Alaska 11/18/2019
B
Nebraska 10/19/2022
B
Arizona 6/1/2009
B
Nevada 3/19/2015
B
Arkansas 5/10/2018
B
New Hampshire 6/1/2009
B
California 3/19/2015
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
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New Jersey 6/1/2009
B
Connecticut 6/1/2009
B
New Mexico 5/13/2010
B
Delaware 3/25/2013
B
New York 6/1/2009
B
District of Columbia 9/26/2023
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oklahoma 3/19/2015
B
Hawaii 5/10/2018
B
Oregon 3/19/2015
B
Illinois 3/19/2015
B
Pennsylvania 6/1/2009
B
Indiana 6/1/2009
B
Rhode Island 3/19/2015
B
Iowa 12/14/2022
B
South Carolina 9/22/2009
B
Kansas 11/18/2019
B
Tennessee 11/12/2019
B
Kentucky 6/7/2018
B
Texas 6/1/2009
B
Louisiana 5/28/2024
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Texas 4/2/2020
B
Maine 6/1/2009
B
Vermont 3/19/2015
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 11/18/2019
B
West Virginia 5/10/2022
B
Minnesota 7/30/2010
B
Wisconsin 3/19/2015
B
Mississippi 10/12/2021
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/18/2002 - 06/01/2009 | PARAMUS, NJ | |
B | 04/17/2002 - 06/01/2009 | PARAMUS, NJ | |
B | 03/01/1996 - 04/23/2002 | SPRINGFIELD, MA | |
B | 01/09/1991 - 03/01/1996 | ||
B | 03/07/1988 - 01/22/1991 | NEW YORK, NY | |
B | 02/24/1978 - 03/26/1988 | ||
B | 09/01/1977 - 02/24/1978 |
09/01/1977 - 02/24/1978
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.