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Detailed Report
CHARLES JOHN MCAFEE
CRD#: 841901
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10000 SAGEMORE DR STE 10102
MARLTON, NJ 08053
Registration History
19801985199019952000200520102015202020252 FIRMS2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1988 - 2008 (19 years)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1979 - 1988 (8 years)BFIRST JERSEY SECURITIES, INC. (CRD# 6621)1977 - 1979 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2004 - 2008 (3 years)
License(s)

State Registrations

B
Alabama 1/1/2008
B
Nevada 5/14/2019
B
Arizona 1/1/2008
B
New Jersey 1/1/2008
B
California 1/1/2008
IA
New Jersey 1/1/2008
B
Colorado 6/25/2019
B
New Mexico 10/17/2024
B
Connecticut 1/1/2008
B
New York 1/1/2008
B
Delaware 1/1/2008
B
North Carolina 1/1/2008
B
District of Columbia 8/8/2024
B
Ohio 10/15/2024
B
Florida 1/1/2008
B
Oregon 1/1/2008
B
Georgia 1/1/2008
B
Pennsylvania 1/1/2008
B
Illinois 1/1/2008
B
Rhode Island 10/28/2021
B
Indiana 1/1/2008
B
South Carolina 1/15/2020
B
Maine 9/28/2020
B
Texas 1/1/2008
B
Maryland 1/1/2008
IA
Texas 10/28/2013
B
Massachusetts 1/1/2008
B
Vermont 1/1/2008
B
Michigan 2/6/2012
B
Virginia 1/1/2008
B
Missouri 1/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10000 SAGEMORE DR STE 10102, MARLTON, NJ 08053
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10000 SAGEMORE DR STE 10102, MARLTON, NJ 08053
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/25/1988 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARLTON, NJ
IA
 04/01/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MARLTON, NJ
B
 05/22/1979 - 04/28/1988 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
B
 09/01/1977 - 06/25/1979 FIRST JERSEY SECURITIES, INC. (CRD#:6621)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.