Individual Firm
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DAVID STEPHEN JANCISIN
DAVID S JANCISIN
CRD#: 841868
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 600 GRANT ST
PITTSBURGH, PA 15219
PITTSBURGH, PA 15219
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8/9/2010
Customer Dispute
Settled
6/17/2010
Customer Dispute
Withdrawn
2/1/2001
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 11/7/1989
B
Nevada 6/12/2017
B
Arizona 11/17/2009
B
New Hampshire 10/4/2022
B
Arkansas 1/31/2023
B
New Jersey 1/14/1987
B
California 3/24/1984
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New Jersey 7/13/2005
B
Colorado 6/14/1991
B
New Mexico 1/13/2017
B
Connecticut 4/14/1987
B
New York 9/8/1981
B
Delaware 11/3/2012
B
North Carolina 2/9/1995
B
District of Columbia 2/6/2018
B
Ohio 8/14/1982
B
Florida 5/9/1983
B
Oklahoma 6/7/2017
B
Georgia 1/13/2017
B
Oregon 9/23/2014
B
Hawaii 3/13/2019
B
Pennsylvania 11/8/1981
B
Idaho 1/12/2017
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Pennsylvania 6/18/2010
B
Illinois 3/29/1993
B
Rhode Island 10/6/1999
B
Indiana 1/11/2019
B
South Carolina 5/18/1982
B
Iowa 1/18/2017
B
Tennessee 1/4/2012
B
Kansas 3/21/2017
B
Texas 8/23/1983
B
Kentucky 1/17/2017
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Texas 8/23/1983
B
Louisiana 1/12/2017
B
Utah 10/7/2003
B
Maryland 12/14/1984
B
Vermont 4/21/2021
B
Massachusetts 4/20/1999
B
Virginia 5/24/1990
B
Michigan 1/14/2008
B
Washington 10/26/2011
B
Minnesota 6/2/2022
B
West Virginia 1/25/2017
B
Missouri 10/14/2014
B
Wisconsin 3/11/2013
B
Nebraska 3/18/2019
B
Wyoming 6/7/2017
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 8/23/1983
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Registered with this firm since 9/26/1978
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/26/1977 - 09/26/1978 | ||
B | 09/01/1977 - 10/10/1977 |
10/26/1977 - 09/26/1978
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.